RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• G••• G•••••••
- I••••••• A••••••• independent RIA currentsince Oct 30, 2025 · Ellicott City, Md
- A•••••••• W••••• C••••••••• L•• independent RIAMar 9, 2020 to Mar 4, 2025 · State College, Pa
- P••••••• S•••••••• G••••• L•• formerMay 2, 2011 to Sep 10, 2019 · Fulton, Md
- O•••• F•• I••• formerJun 23, 2009 to Oct 13, 2009 · Rockville, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 3, 2008 to Jun 11, 2009 · Rockville, Md
- A•••••••• W••••• C••••••••• L•• to I••••••• A•••••••left Mar 4, 2025, registered Oct 30, 2025 (240 days) · RIA to RIA
- P••••••• S•••••••• G••••• L•• to A•••••••• W••••• C••••••••• L••left Sep 10, 2019, registered Mar 9, 2020 (181 days) · RIA to RIA
- O•••• F•• I••• to P••••••• S•••••••• G••••• L••left Oct 13, 2009, registered May 2, 2011 (566 days) · Other
- M•• I•••••••• S•••••••• L•• to O•••• F•• I•••left Jun 11, 2009, registered Jun 23, 2009 (12 days) · Other
- L••••• G••• G••••••• left A•••••••• W••••• C••••••••• L•• for I••••••• A••••••• (registered 2025-10-30)Mar 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address