DFX Intelligence
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Reading the graph
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Advisor at M••• A•••• M••••••••• L••
WEST HARTFORD, CT | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••• A•••• M••••••••• L•• | Independent wealth | Apr 15, 2024 | n/a | yes | NEW YORK, NY|WEST HARTFORD, CT | Current employment |
| A••••• | State registered | Jan 4, 2016 | Sep 23, 2024 | no | Avon, CT|BOCA RATON, FL|Avon, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• | M••• A•••• M••••••••• L•• | Sep 23, 2024 | Apr 15, 2024 | -161 | Firm change after gap | Other |
| L•• F•••••••• L•• | U•••••• W••••• M••••••••• L•• | Jan 4, 2016 | Jun 4, 2009 |
| U•••••• W••••• M••••••••• L•• | Former SEC adviser | Jun 4, 2009 | Dec 22, 2009 | no | AVON, CT|SCOTTSDALE, AZ | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 26, 2009 | Jan 4, 2016 | no | AVON, CT|CHARLOTTE, NC|AVON, CT | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jan 25, 1999 | May 26, 2009 | no | AVON, CT | Previous registration |
| Firm change after gap |
| Other |
| U•••••• W••••• M••••••••• L•• | A••••• | Dec 22, 2009 | Jan 4, 2016 | 2,204 | Firm change after gap | Other |
| S••••••••• A•••••• A•••••••• I••• | L•• F•••••••• L•• | May 26, 2009 | Jan 26, 2009 | -120 | Firm change after gap | Other |