This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Regulatory AUM

$31.4MItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$31.4M

Private client RAUM

$31.4MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Employees

3

Advisory employees

1

Offices

1Schedule D 1.F, beyond the principal office

Accounts

106

Individual clients

26

High net worth clients

15

Custody, client assets

$30.1M

CRD

168033

Filings on the tape

1

First filed

Apr 27, 2026

Latest filed

Apr 27, 2026

Organised

Limited Liability Company, FL

Website

avaloninvest.com

• Occurred

  Mar 25, 2025
  Advisor changed firm

  Douglas Bontempo Frawley left Avalon for Gwn Securities Inc. (registered 2025-03-20)

  Form ADVobserved 4 days ago
• Occurred

  Sep 23, 2024
  Advisor changed firm

  Michael James Reilly left Avalon for Mint Asset Management Llc (registered 2024-04-15)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:10045f25-217e-ce20-8cf7-b4d6e5de8a7a

First observed

Apr 27, 2026

Last observed

Apr 27, 2026 4 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.