M•••••• H• W•

Advisor at M•• C•••••• M••••••••• L••

Madison, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28f197ab-7e17-2900-3a91-60b3eb0bfde4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• M••••••••• L••	Independent wealth	Apr 5, 2022	n/a	yes	Madison, CT	Current employment
B•••••• P•••• W••••• A••••••• L••	Former SEC adviser	Nov 1, 2018	Jan 19, 2022	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• P•••• W••••• A••••••• L••	M•• C•••••• M••••••••• L••	Jan 19, 2022	Apr 5, 2022	76	Firm change	RIA to RIA
C•••••• B••••• A•••••••	B•••••• P•••• W••••• A••••••• L••	Jun 25, 2018	Nov 1, 2018

Relationships

Registered with (4)

→ M•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Apr 5, 2022 to presentfactForm ADV
→ B•••••• P•••• W••••• A••••••• L••Registered adviserregistration: previous registration
Nov 1, 2018 to Jan 19, 2022factForm ADV
→ C•••••• B••••• A•••••••Registered adviserregistration: previous registration
Apr 7, 2014 to Jun 25, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jan 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28f197ab-7e17-2900-3a91-60b3eb0bfde4
First observed: Nov 17, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.