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Advisor at QUADRANT PRIVATE WEALTH MANAGEMENT, LLC
CENTER VALLEY, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| QUADRANT PRIVATE WEALTH MANAGEMENT, LLC | Independent wealth | Aug 13, 2015 | n/a | yes | CENTER VALLEY, PA | Current employment |
| QUADRANT PRIVATE WEALTH, LLC | Former SEC adviser | May 2, 2014 | Aug 28, 2015 | no | BETHLEHEM, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 31, 2000 | May 15, 2014 | no | ALLENTOWN, PA|ALLENTOWN, PA|ALLENTOWN, PA|ALLENTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUADRANT PRIVATE WEALTH, LLC | QUADRANT PRIVATE WEALTH MANAGEMENT, LLC | Aug 28, 2015 | Aug 13, 2015 | -15 | Channel change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | QUADRANT PRIVATE WEALTH, LLC | May 15, 2014 | May 2, 2014 | -13 | Firm change | Wirehouse to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169609:277044:PA:2015-08-28 | Aug 28, 2015 | Aug 13, 2015 | BETHLEHEM, PA | Firm change |