DFX Intelligence

S•••••• J••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)21 years in industry

S•••••• J••• L••••

Advisor at J••• M••••• S••••••••• L••

Los Angeles, CA

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Search this name across graphsid dfx:ria:29012724-165f-0013-b14e-ee529d2db41d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Sep 5, 2024	n/a	yes	Los Angeles, CA	Current employment
S•• W•••••	Independent wealth	Oct 5, 2022	Apr 5, 2023	no	Santa Monica, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W•••••	J••• M••••• S••••••••• L••	Apr 5, 2023	Sep 5, 2024	519	Firm change after gap	Ibd to wirehouse
S•• I••••••••• S••••••• I•••	S•• W•••••	Jul 29, 2022	Oct 5, 2022

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Sep 5, 2024 to presentfactForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Oct 5, 2022 to Apr 5, 2023factForm ADV
→ S•• I••••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 11, 2020 to Jul 29, 2022factForm ADV
→ S••••• A••••••••• W•••••

Dated events

Occurred
Apr 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29012724-165f-0013-b14e-ee529d2db41d
First observed: Oct 6, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.