S•• I••••••••• S••••••• I•••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$1.5B••• Locked

Discretionary RAUM

$946M

Private client RAUM

$1.4Bderived••• Locked

Private client share

95%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

80

• Occurred

  Jul 29, 2022
  Advisor changed firm

  Dillon Dutkanych left S•• I••••••••• S••••••• I••• for Sofi Wealth Llc (registered 2025-11-24)

  Form ADVobserved 7 days ago
• Occurred

  Jul 29, 2022
  Advisor changed firm

  Gustavo Arce left S•• I••••••••• S••••••• I••• for First Citizens Investor Services, Inc. (registered 2025-05-29)

  Form ADVobserved 7 days ago
• Occurred

  Jul 29, 2022
  Advisor changed firm

  Federico J Martin left S•• I••••••••• S••••••• I••• for Key Investment Services Llc (registered 2024-01-03)

  Form ADVobserved 7 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c41d8b9a-5670-c68a-dcb6-8ab9d157eacc

First observed

Jun 7, 2013

Last observed

Jun 30, 2022 51 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.