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A••••• C•••••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

A••••• C•••••••• O•••••

Advisor at O•• W••• L••• A••••••• L••

CHICAGO, IL

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Search this name across graphsid dfx:ria:29037e96-cccf-1331-abee-307a9b47d082

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• W••• L••• A••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•• W••• L••• A••••••• L••	State registered	Apr 22, 2025	n/a	yes	CHICAGO, IL	Current employment
N•••• P••• F•••••••• P•••••••	n/a	Mar 19, 2018	May 20, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•••• P••• F•••••••• P•••••••	O•• W••• L••• A••••••• L••	May 20, 2025	Apr 22, 2025	-28	Firm change	Other

Relationships

Registered with (2)

→ O•• W••• L••• A••••••• L••Registered adviserregistration: current employment
Apr 22, 2025 to presentfactForm ADV
→ N•••• P••• F•••••••• P•••••••Registered adviserregistration: previous registration
Mar 19, 2018 to May 20, 2025factForm ADV

Dated events

Occurred
May 20, 2025
Advisor changed firm
A••••• C•••••••• O••••• left N•••• P••• F•••••••• P••••••• for O•• W••• L••• A••••••• L•• (registered 2025-04-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29037e96-cccf-1331-abee-307a9b47d082
First observed: Mar 19, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.