This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Regulatory AUM

$40.2M••• Locked

Discretionary RAUM

$38.3M

Private client RAUM

$39.8Mderived••• Locked

Private client share

99%derivedprivate client RAUM over total RAUM

Employees

2

Advisory employees

2

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5a7b7f01-0395-3196-0d0b-2bf8426986e9

First observed

Apr 14, 2026

Last observed

Apr 14, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.