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RIA / WealthAdvisorCertified Financial Planner33 years in industry

STACY WOMBLE EATON

Advisor at CAPITAL SQUARE, LLC

Gainesville, GA | ATHENS, TN

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Search this name across graphsid dfx:ria:2907fad6-37da-676a-6cfd-3747be964ed6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL SQUARE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Aug 5, 1993
First registration: Feb 7, 2003
Dual registered: no
Other names: STACY CARLEEN WOMBLE|STACY CARLEEN EATON|STACY W. EATON
IAPD individual key: 2368176

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL SQUARE, LLC	Independent wealth	Jan 9, 2017	n/a	yes	Gainesville, GA\|ATHENS, TN	Current employment
BELLWETHER INVESTMENT GROUP, LLC	Independent wealth	Jun 7, 2011	Jan 3, 2017	no	GAINSVILLE, GA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 3, 2011	no	Athens, GA\|Duluth, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 31, 2009	Jun 1, 2009	no	ATHENS, GA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 7, 2003	Apr 15, 2009	no	ATLANTA, GA\|ATLANTA, GA\|ALPHARETTA, GA\|WEEHAWKEN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BELLWETHER INVESTMENT GROUP, LLC	CAPITAL SQUARE, LLC	Jan 3, 2017	Jan 9, 2017	6	Firm change	Other
MORGAN STANLEY	BELLWETHER INVESTMENT GROUP, LLC	Mar 3, 2011	Jun 7, 2011	96	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	CITIGROUP GLOBAL MARKETS INC.	Apr 15, 2009	Mar 31, 2009	-15	Firm change	Other

Relationships

Registered with (5)

→ CAPITAL SQUARE, LLCRegistered adviserregistration: current employment
Jan 9, 2017 to presentfactForm ADV
→ BELLWETHER INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Jun 7, 2011 to Jan 3, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 3, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 31, 2009 to Jun 1, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 7, 2003 to Apr 15, 2009factForm ADV

Dated events

No dated event names this entity yet.