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RIA / WealthAdvisor11 years in industry

Michael Chandler Shively

Advisor at CORIENT

Indianapolis, IN

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Search this name across graphsid dfx:ria:29098f1c-cb79-d5df-bce6-5ad40c4a44f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Dec 9, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 9, 2019
First registration: Dec 9, 2019
Dual registered: no
Other names: MICHAEL C SHIVELY
IAPD individual key: 7073510

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	May 16, 2025	n/a	yes	Indianapolis, IN\|Indianapolis, IN	Current employment
WELLINGTON WEALTH STRATEGIES, LLC	Former SEC adviser	Jan 3, 2025	Apr 18, 2025	no	INDIANAPOLIS, IN	Previous registration
THE WELLINGTON GRP LLC	Independent wealth	Oct 22, 2024	Apr 18, 2025	no	INDIANAPOLIS, IN	Previous registration
WELLINGTON WEALTH STRATEGIES, LLC	Former SEC adviser	Sep 1, 2023	Dec 31, 2024	no	INDIANAPOLIS, IN	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Feb 12, 2021	Sep 7, 2023	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 9, 2019	Jul 31, 2020	no	Indianapolis, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLINGTON WEALTH STRATEGIES, LLC	Corient	Apr 18, 2025	May 16, 2025	28	Firm change	RIA to RIA
THE WELLINGTON GRP LLC	WELLINGTON WEALTH STRATEGIES, LLC	Apr 18, 2025	Jan 3, 2025	-105	Firm change after gap	RIA to RIA
WELLINGTON WEALTH STRATEGIES, LLC	THE WELLINGTON GRP LLC	Dec 31, 2024	Oct 22, 2024	-70	Firm change after gap	RIA to new firm
PARK AVENUE SECURITIES LLC	WELLINGTON WEALTH STRATEGIES, LLC	Sep 7, 2023	Sep 1, 2023	-6	Firm change	Ibd to RIA
CHARLES SCHWAB & CO., INC.	PARK AVENUE SECURITIES LLC	Jul 31, 2020	Feb 12, 2021	196	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
306298:332803:IN:2024-12-31	Dec 31, 2024	Oct 22, 2024	INDIANAPOLIS, IN	Firm change after gap
46173:306298:IN:2023-09-07	Sep 7, 2023	Sep 1, 2023	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (5)

→ CORIENTRegistered adviserregistration: current employment
May 16, 2025 to presentfactForm ADV
→ WELLINGTON WEALTH STRATEGIES, LLCRegistered adviserregistration: previous registration
Jan 3, 2025 to Apr 18, 2025factForm ADV
→ THE WELLINGTON GRP LLCRegistered adviserregistration: previous registration
Oct 22, 2024 to Apr 18, 2025factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Feb 12, 2021 to Sep 7, 2023factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 9, 2019 to Jul 31, 2020factForm ADV

Dated events

Occurred
Apr 18, 2025
Advisor changed firm
Michael Chandler Shively left Wellington Wealth Strategies, Llc for Corient (registered 2025-05-16)
Form ADVobserved 6 days ago
Occurred
Apr 18, 2025
Advisor changed firm
Michael Chandler Shively left The Wellington Grp Llc for Wellington Wealth Strategies, Llc (registered 2025-01-03)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Michael Chandler Shively left Wellington Wealth Strategies, Llc for The Wellington Grp Llc (registered 2024-10-22)
Form ADVobserved 6 days ago
Occurred
Sep 7, 2023
Advisor changed firm
Michael Chandler Shively left Park Avenue Securities Llc for Wellington Wealth Strategies, Llc (registered 2023-09-01)
Form ADVobserved 6 days ago