DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• C••••••• S••••••

C••••••independent RIAIndianapolis, InIA-onlyIAPD 7073510

Feed of 09/14/2026

Also filed as Michael C Shively

At current firm

1 y

since May 16, 2025

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• independent RIA current
since May 16, 2025 · Indianapolis, In
W••••••••• W••••• S••••••••• L•• former
Jan 3, 2025 to Apr 18, 2025 · Indianapolis, In
T•• W••••••••• G•• L•• independent RIA
Oct 22, 2024 to Apr 18, 2025 · Indianapolis, In
W••••••••• W••••• S••••••••• L•• former
Sep 1, 2023 to Dec 31, 2024 · Indianapolis, In
P••• A••••• S••••••••• L•• BD affiliated
Feb 12, 2021 to Sep 7, 2023 · Indianapolis, In
C•••••• S••••• • C••• I••• national BD
Dec 9, 2019 to Jul 31, 2020 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

W••••••••• W••••• S••••••••• L•• to C••••••
left Apr 18, 2025, registered May 16, 2025 (28 days) · RIA to RIA
T•• W••••••••• G•• L•• to W••••••••• W••••• S••••••••• L••
left Apr 18, 2025, registered Jan 3, 2025 (-105 days) · RIA to RIA
W••••••••• W••••• S••••••••• L•• to T•• W••••••••• G•• L••
left Dec 31, 2024, registered Oct 22, 2024 (-70 days) · RIA to a newly registered adviser · moved with a team
P••• A••••• S••••••••• L•• to W••••••••• W••••• S••••••••• L••
left Sep 7, 2023, registered Sep 1, 2023 (-6 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
C•••••• S••••• • C••• I••• to P••• A••••• S••••••••• L••
left Jul 31, 2020, registered Feb 12, 2021 (196 days) · Affiliated broker-dealer or bank to another

Signals

M•••••• C••••••• S•••••• left W••••••••• W••••• S••••••••• L•• for Corient (registered 2025-05-16)
Apr 18, 2025 · Advisor changed firm · fact
M•••••• C••••••• S•••••• left T•• W••••••••• G•• L•• for W••••••••• W••••• S••••••••• L•• (registered 2025-01-03)
Apr 18, 2025 · Advisor changed firm · fact
M•••••• C••••••• S•••••• left W••••••••• W••••• S••••••••• L•• for T•• W••••••••• G•• L•• (registered 2024-10-22)
Dec 31, 2024 · Advisor changed firm · fact
M•••••• C••••••• S•••••• left P••• A••••• S••••••••• L•• for W••••••••• W••••• S••••••••• L•• (registered 2023-09-01)
Sep 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address