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CRD 299164
SAVANNAH, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R•••••• Q••••••• S••••••••• | Certified Financial Planner | SAVANNAH, GA | 7 | 19 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| S••••••••• R••••••• Q••••••• | MANAGING PRINCIPAL & CCO | E | yes | 08/2018 | Mar 11, 2026 | Mar 11, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 11, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $123M | $112M | 9.3% | n/a | n/a | 3 | 3 | 1 | 1 |
| $123M |
| $123M |
| 3 |
| 1 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 14, 2025 | $112M | $112M | 3 | 1 | 1 | n/a | n/a |