DFX Intelligence

R•••••• Q••••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner19 years in industry

R•••••• Q••••••• S•••••••••

Advisor at W••••• S•••• M••••••••• L••

SAVANNAH, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e131221e-2864-d962-226e-275924a5121a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• S•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 25, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• S•••• M••••••••• L••	Independent wealth	Nov 20, 2018	n/a	yes	SAVANNAH, GA	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Sep 19, 2016	Apr 20, 2018	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	W••••• S•••• M••••••••• L••	Apr 20, 2018	Nov 20, 2018	214	Firm change	Ibd to RIA
S••••••• I••••••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Dec 31, 2016	Sep 19, 2016

Relationships

Registered with (3)

→ W••••• S•••• M••••••••• L••Registered adviserregistration: current employment
Nov 20, 2018 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 19, 2016 to Apr 20, 2018factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 16, 2008 to Dec 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e131221e-2864-d962-226e-275924a5121a
First observed: May 16, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.