DFX Intelligence

S•••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

S•••••• D••••••••

Advisor at S••••••• I••••••••• A•••••••• I•••

Town and Country, MO | PORTLAND, OR

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Search this name across graphsid dfx:ria:290bcf41-b436-69d2-5986-75279868cfb1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Apr 7, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••• I•••	Other adviser	Jan 5, 2022	n/a	yes	PORTLAND, OR\|Town and Country, MO	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	May 24, 2018	Apr 15, 2021	no	ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	S••••••• I••••••••• A•••••••• I•••	Apr 15, 2021	Jan 5, 2022	265	Firm change	Other
T••••••••• R••••••••• A•••••••• L••	S•••••• N••••••• • C••••••• I•••••••••	May 10, 2018	May 24, 2018

Relationships

Registered with (3)

→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 5, 2022 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
May 24, 2018 to Apr 15, 2021factForm ADV
→ T••••••••• R••••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 6, 2014 to May 10, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:290bcf41-b436-69d2-5986-75279868cfb1
First observed: Dec 6, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.