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Advisor at SANTANDER SECURITIES
Scotch Plains, NJ | Bronx, NY | New York, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANTANDER SECURITIES | Bd affiliated wealth | Mar 19, 2021 | n/a | yes | New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|New York, NY|Scotch Plains, NJ|New York, NY|NEW YORK, NY|Bronx, NY|Bronx, NY|New York, NY|Bronx, NY | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Apr 23, 2009 | Dec 23, 2011 | no | NEW YORK, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Nov 14, 2008 | Jan 23, 2009 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | SANTANDER SECURITIES | Dec 23, 2011 | Mar 19, 2021 | 3,374 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | B. RILEY WEALTH ADVISORS, INC. | Jan 23, 2009 | Apr 23, 2009 | 90 | Firm change | Other |