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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TOTAL WEALTH SERVICES, LLC

CRD 331833

WESTLAKE VILLAGE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29190946-2d05-94eb-0ba5-442810bb7450

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: May 28, 2024 to Mar 30, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $186MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $186M
Private client RAUM: $174MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $26.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 347
Individual clients: 47
High net worth clients: 103
Custody, client assets: $186M
SEC number: 801-130563
CRD: 331833
Filings on the tape: 5
First filed: May 28, 2024
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE
Website: totalwealthservices.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRANDON M BERMAN	Certified Financial Planner	WESTLAKE VILLAGE, CA	2	15	3	no
JACOB MAURICE FERRY	n/a	WESTLAKE VILLAGE, CA	2	12	1	no
DAVID TREJO	n/a	Westlake Village, CA	1	14	5	no
Joseph Jordan Migdol	n/a	WESTLAKE VILLAGE, CA	1	13	2	no
Keith Gray	n/a	WESTLAKE VILLAGE, CA	1	14	1	no
Nicholas Giannakopoulos	n/a	WESTLAKE VILLAGE, CA	0	13	1	no
Ivan Tokarev	n/a	WESTLAKE VILLAGE, CA	0	9	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERMAN, BRANDON, M	PRINCIPAL & CHIEF COMPLIANCE OFFICER	E	yes	05/2024	May 28, 2024	Oct 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TOTAL WEALTH GROUP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$186M	$186M	6	6	0	n/a	n/a
2024	Mar 25, 2025	$121M	$121M	3	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	6	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$186M	$121M	53.5%	n/a	n/a	6	3	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MARINER INDEPENDENT	3	Sep 5, 2024	Nov 25, 2024	WESTLAKE VILLAGE, CA	Team lift out	RIA to new firm	3.6%

Relationships

Registered with (7)

← Ivan TokarevAdvisorregistration: current employment
Jul 24, 2026 to presentfactForm ADV
← Nicholas GiannakopoulosAdvisorregistration: current employment
Feb 27, 2026 to presentfactForm ADV
← Keith GrayAdvisorregistration: current employment
Sep 8, 2025 to presentfactForm ADV
← Joseph Jordan MigdolAdvisorregistration: current employment
Apr 8, 2025 to presentfactForm ADV
← DAVID TREJOAdvisorregistration: current employment
Nov 25, 2024 to presentfactForm ADV
← BRANDON M BERMANAdvisorregistration: current employment
Sep 3, 2024 to presentfactForm ADV
← JACOB MAURICE FERRYAdvisorregistration: current employment
Sep 3, 2024 to presentfactForm ADV

Moved with (1)

← MARINER INDEPENDENTRegistered adviser3 advisors, team lift out, same day
Sep 5, 2024 to Nov 25, 2024factForm ADV

Controls (1)

← BERMAN, BRANDON, MOwnerPRINCIPAL & CHIEF COMPLIANCE OFFICER, ownership code E, individual
May 28, 2024 to Oct 9, 2024factForm ADV

Dated events

Occurred
Sep 5, 2024
Team lift-out
3 advisors left Mariner Independent (Westlake Village, CA) for Total Wealth Services, LLC on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
May 28, 2024
First Form ADV filing
Total Wealth Services, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29190946-2d05-94eb-0ba5-442810bb7450
First observed: May 28, 2024
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TOTAL WEALTH SERVICES, LLC

CRD 331833

WESTLAKE VILLAGE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29190946-2d05-94eb-0ba5-442810bb7450

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRANDON M BERMAN

Certified Financial Planner

WESTLAKE VILLAGE, CA

JACOB MAURICE FERRY

n/a

WESTLAKE VILLAGE, CA

DAVID TREJO

n/a

Westlake Village, CA

Joseph Jordan Migdol

n/a

WESTLAKE VILLAGE, CA

Keith Gray

n/a

WESTLAKE VILLAGE, CA

Nicholas Giannakopoulos

n/a

WESTLAKE VILLAGE, CA

Ivan Tokarev

n/a

WESTLAKE VILLAGE, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERMAN, BRANDON, M

PRINCIPAL & CHIEF COMPLIANCE OFFICER

yes

05/2024

May 28, 2024

Oct 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TOTAL WEALTH GROUP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$186M

n/a

2024

Mar 25, 2025

$121M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$186M

$121M

53.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MARINER INDEPENDENT

Sep 5, 2024

Nov 25, 2024

WESTLAKE VILLAGE, CA

Team lift out

RIA to new firm

3.6%