DFX Intelligence

J•••• L•• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J•••• L•• W•••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

mechanicsville, VA | RICHMOND, VA

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Search this name across graphsid dfx:ria:292f3808-fdb0-8c2b-13a1-5f8e4e66bc13

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 14, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 15, 2018	n/a	yes	RICHMOND, VA\|mechanicsville, VA	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 17, 2009	Mar 16, 2018	no	RICHMOND, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••••••• F•••••••• S•••••••• L••	Mar 16, 2018	Mar 15, 2018	-1	Firm change	Wirehouse to ibd
E••••• J••••	W•••• F•••• A•••••••	Apr 23, 2009	Apr 17, 2009

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 15, 2018 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 17, 2009 to Mar 16, 2018factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 9, 2007 to Apr 23, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:292f3808-fdb0-8c2b-13a1-5f8e4e66bc13
First observed: Feb 9, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.