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Advisor at EDWARD JONES
ALBUQUERQUE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jul 10, 2023 | n/a | yes | ALBUQUERQUE, NM | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Dec 3, 2009 | Jul 12, 2023 | no | Albuquerque, NM | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 15, 2008 | Feb 12, 2009 | no | NAPLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | EDWARD JONES | Jul 12, 2023 | Jul 10, 2023 | -2 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHARLES SCHWAB & CO., INC. | Feb 12, 2009 | Dec 3, 2009 | 294 | Firm change | Wirehouse to ibd |