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Advisor at THE OAK RIDGE FINANCIAL SERVICES GROUP, INC
GOLDEN VALLEY, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE OAK RIDGE FINANCIAL SERVICES GROUP, INC | Independent wealth | Jul 10, 2019 | n/a | yes | GOLDEN VALLEY, MN|GOLDEN VALLEY, MN | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Feb 15, 2019 | Jun 7, 2019 | no | Saint Paul, MN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 6, 2015 | Feb 11, 2019 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | THE OAK RIDGE FINANCIAL SERVICES GROUP, INC | Jun 7, 2019 | Jul 10, 2019 | 33 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | U.S. BANCORP INVESTMENTS, INC. | Feb 11, 2019 | Feb 15, 2019 | 4 | Firm change | Ibd to ibd |