DFX Intelligence

B••••• W••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

B••••• W••• W•••••••••

Advisor at K••••••• F•••••••• A•••••••• L••

NEW YORK, NY | Portland, ME

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Search this name across graphsid dfx:ria:29539cce-477c-d492-44ac-f177cc099ffa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 14, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• F•••••••• A•••••••• L••	Independent wealth	Oct 13, 2017	n/a	yes	Portland, ME\|NEW YORK, NY	Current employment
C••••••••• C••••••••• A••••••• S••••••••	Independent wealth	Jan 9, 2015	Oct 17, 2017	no	PORTLAND, ME

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• C••••••••• A••••••• S••••••••	K••••••• F•••••••• A•••••••• L••	Oct 17, 2017	Oct 13, 2017	-4	Firm change	Other
Z••••• M••••••••• L•••	C••••••••• C••••••••• A••••••• S••••••••	Dec 31, 2014	Jan 9, 2015

Relationships

Registered with (3)

→ K••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 13, 2017 to presentfactForm ADV
→ C••••••••• C••••••••• A••••••• S••••••••Registered adviserregistration: previous registration
Jan 9, 2015 to Oct 17, 2017factForm ADV
→ Z••••• M••••••••• L•••Registered adviserregistration: previous registration
Jun 15, 2009 to Dec 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29539cce-477c-d492-44ac-f177cc099ffa
First observed: Jun 15, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.