DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O••••••••• A•••• M•••••••••
NEW Y•••, NY | FLORHAM PARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••••• A•••• M••••••••• | Bd affiliated wealth | Jan 5, 2026 | n/a | yes | NEW Y•••, NY | Current employment |
| O••••••••• • C•• I••• | Bd affiliated wealth | May 28, 2013 | n/a | yes | NEW Y•••, NY|FLORHAM PARK, NJ | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••• I••••••••• A••••••• L•• | O••••••••• • C•• I••• | Jul 2, 2013 | May 28, 2013 | -35 | Firm change after gap | Other |
| A••••• A•• P••••••• S••••••• | B••••• I••••••••• A••••••• L•• | May 1, 2009 | Apr 3, 2013 |
| O••••••••• A•••• M••••••••• |
| Bd affiliated wealth |
| Jan 7, 2014 |
| Dec 31, 2025 |
| no |
| NEW Y•••, NY |
| Previous registration |
| B••••• I••••••••• A••••••• L•• | Independent wealth | Apr 3, 2013 | Jul 2, 2013 | no | MILFORD, PA | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Oct 3, 2007 | May 1, 2009 | no | NEW Y•••, NY | Previous registration |
| N•• Y••• L••• I••••••••• M••••••••• L•• | Asset manager | Jun 6, 2002 | Jul 23, 2007 | no | PARSIPPANNY, NJ|NEW Y•••, NY | Previous registration |
| 1,433 |
| Firm change after gap |
| Other |
| N•• Y••• L••• I••••••••• M••••••••• L•• | A••••• A•• P••••••• S••••••• | Jul 23, 2007 | Oct 3, 2007 | 72 | Firm change | Other |