RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• C•••••••• M••••••
- O••••••••• A•••• M••••••••• BD affiliated currentsince Jan 5, 2026 · New Y•••, Ny
- O••••••••• • C•• I••• BD affiliated currentsince May 28, 2013 · New Y•••, Ny
- O••••••••• A•••• M••••••••• BD affiliatedJan 7, 2014 to Dec 31, 2025 · New Y•••, Ny
- B••••• I••••••••• A••••••• L•• independent RIAApr 3, 2013 to Jul 2, 2013 · Milford, Pa
- A••••• A•• P••••••• S••••••• BD affiliatedOct 3, 2007 to May 1, 2009 · New Y•••, Ny
- N•• Y••• L••• I••••••••• M••••••••• L•• asset managerJun 6, 2002 to Jul 23, 2007 · Parsippanny, Nj
- B••••• I••••••••• A••••••• L•• to O••••••••• • C•• I•••left Jul 2, 2013, registered May 28, 2013 (-35 days) · Other
- A••••• A•• P••••••• S••••••• to B••••• I••••••••• A••••••• L••left May 1, 2009, registered Apr 3, 2013 (1433 days) · Other
- N•• Y••• L••• I••••••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Jul 23, 2007, registered Oct 3, 2007 (72 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address