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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | Henderson, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jan 7, 2020 | n/a | yes | CHICAGO, IL|Henderson, NV | Current employment |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Aug 31, 2012 | Dec 31, 2019 | no | HENDERSON, NV | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 12, 2002 | Sep 4, 2012 | no | HENDERSON, NV|HENDERSON, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HIGHTOWER ADVISORS, LLC | Sep 4, 2012 | Aug 31, 2012 | -4 | Firm change | Other |