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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

ROBERT BRUCE CUMMING

Advisor at PRIVATE ADVISOR GROUP, LLC

MORRISTOWN, NJ | Langhorne, PA

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Search this name across graphsid dfx:ria:296ee83d-1abf-33c2-5760-c4d212b469bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 5, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 5, 2000
First registration: Jan 12, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4104847

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Dec 7, 2011	n/a	yes	MORRISTOWN, NJ\|Langhorne, PA	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 23, 2011	no	Lawrenceville, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	LAWRENCEVILLE, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 12, 2004	Apr 2, 2007	no	LAWRENCEVILLE, NJ\|LAWRENCEVILL, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	PRIVATE ADVISOR GROUP, LLC	Dec 23, 2011	Dec 7, 2011	-16	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Dec 7, 2011 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 23, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 12, 2004 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.