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Advisor at EQUITA FINANCIAL NETWORK, INC.
FORT WASHINGTON, PA | Chattanooga, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITA FINANCIAL NETWORK, INC. | Independent wealth | Jun 24, 2020 | n/a | yes | FORT WASHINGTON, PA|Chattanooga, TN | Current employment |
| STONE BRIDGE ASSET MANAGEMENT, LLC | State registered | Mar 3, 2017 | Jun 30, 2020 | no | CHATTANOOGA, TN | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jan 17, 2003 | Oct 11, 2007 | no | CHATTANOOGA, TN|CHATTANOOGA, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONE BRIDGE ASSET MANAGEMENT, LLC | EQUITA FINANCIAL NETWORK, INC. | Jun 30, 2020 | Jun 24, 2020 | -6 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | STONE BRIDGE ASSET MANAGEMENT, LLC | Oct 11, 2007 | Mar 3, 2017 | 3,431 | Firm change after gap | Other |