DFX Intelligence

S•••• B••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

S•••• B••••• A•••• M••••••••• L••

CRD 159334

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:1bf7c7d7-48d9-f137-c9b3-c24073b4d8eb

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2026 to Mar 25, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $84.1M••• Locked
Discretionary RAUM: $84.1M
Private client RAUM: $84.1Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• W•••• B•••	n/a	CHATTANOOGA, TN	14	24	4	no
E••• M•••••• B••••	Chartered Financial Analyst	CHATTANOOGA, TN	14	21

Relationships

Registered with (5)

← T••••• W•••• F•••••••••Advisorregistration: current employment
May 8, 2015 to presentfactForm ADV
← D•••• W•••• B•••Advisorregistration: current employment
Dec 22, 2011 to presentfactForm ADV
← E••• M•••••• B••••Advisorregistration: current employment
Dec 22, 2011 to presentfactForm ADV
← M•••••• J••••• G••••

Dated events

Occurred
Aug 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bf7c7d7-48d9-f137-c9b3-c24073b4d8eb
First observed: Mar 25, 2026
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.