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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

JEFFREY JAY PORTER

Advisor at LPL FINANCIAL LLC

PASADENA, CA

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Search this name across graphsid dfx:ria:2975f2aa-c4bf-2449-ca84-79c1cad967f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 28, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 26, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jun 26, 1991
First registration: Dec 28, 2001
Dual registered: yes, broker-dealer
Other names: JEFF PORTER
IAPD individual key: 2138638

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 22, 2010	n/a	yes	PASADENA, CA	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 10, 2010	no	PASADENA, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 12, 2007	Jun 1, 2009	no	PASADENA, CA	Previous registration
AMERICAN GENERAL FINANCIAL ADVISORS, INC.	n/a	Aug 6, 2002	May 2, 2009	no	ANAHEIM, CA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Dec 28, 2001	Jan 18, 2007	no	GLENDALE, CA\|WOODLAND HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	LPL FINANCIAL LLC	Mar 10, 2010	Feb 22, 2010	-16	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
AMERICAN GENERAL FINANCIAL ADVISORS, INC.	CITIGROUP GLOBAL MARKETS INC.	May 2, 2009	Jan 12, 2007	-841	Firm change after gap	Other
VALIC FINANCIAL ADVISORS, INC.	AMERICAN GENERAL FINANCIAL ADVISORS, INC.	Jan 18, 2007	Aug 6, 2002	-1,626	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 22, 2010 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 10, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 12, 2007 to Jun 1, 2009factForm ADV
→ AMERICAN GENERAL FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 6, 2002 to May 2, 2009factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 28, 2001 to Jan 18, 2007factForm ADV

Dated events

No dated event names this entity yet.