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Registered advisor
J•••••• J•• P•••••
Feed of 09/14/2026
Also filed as Jeff P•••••
At current firm
16 y
since Feb 22, 2010
In the industry
35 y
since Jun 26, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 22, 2010 · Pasadena, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 10, 2010 · Pasadena, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 12, 2007 to Jun 1, 2009 · Pasadena, Ca
- A••••••• G•••••• F•••••••• A•••••••• I••• unclassifiedAug 6, 2002 to May 2, 2009 · Anaheim, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 28, 2001 to Jan 18, 2007 · Glendale, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to L•• F•••••••• L••left Mar 10, 2010, registered Feb 22, 2010 (-16 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- A••••••• G•••••• F•••••••• A•••••••• I••• to C•••••••• G••••• M•••••• I•••left May 2, 2009, registered Jan 12, 2007 (-841 days) · Other
- V•••• F•••••••• A•••••••• I••• to A••••••• G•••••• F•••••••• A•••••••• I•••left Jan 18, 2007, registered Aug 6, 2002 (-1626 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address