DFX Intelligence

K••• H•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst13 years in industry

K••• H•••••• G••••

Advisor at D••••• W••••••• A•••• M••••••••• L••

MEMPHIS, TN

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Search this name across graphsid dfx:ria:297a4f70-6c57-082a-6977-4278f61883ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• W••••••• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 7, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• W••••••• A•••• M••••••••• L••	Mixed wealth	Mar 20, 2015	n/a	yes	MEMPHIS, TN	Current employment
D••••••••• I•••	Former SEC adviser	Sep 2, 2014	Apr 2, 2015	no	MEMPHIS (SHELBY), TN\|MEMPHIS, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••••• I•••	D••••• W••••••• A•••• M••••••••• L••	Apr 2, 2015	Mar 20, 2015	-13	Channel change	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	D••••••••• I•••	Jul 31, 2014	Sep 2, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
6950:174809:TN:2015-04-02	Apr 2, 2015	Mar 20, 2015	MEMPHIS, TN	Firm change

Relationships

Registered with (3)

→ D••••• W••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 20, 2015 to presentfactForm ADV
→ D••••••••• I•••Registered adviserregistration: previous registration
Sep 2, 2014 to Apr 2, 2015factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 19, 2013 to Jul 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:297a4f70-6c57-082a-6977-4278f61883ac
First observed: Jun 19, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.