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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

CRD 174809

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:afaa0480-bee2-5903-5aad-1c0bff20b6fa

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 9
On other graphs: 1
Observed: Feb 16, 2015 to Mar 25, 2026
47 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Duncan Williams Asset Management, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.3 fund_share=0.0 institutional_share=0.66 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $2.7BItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $800MderivedItem 5.D individuals plus high net worth individuals
Private client share: 30%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $180Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 21
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,238
Individual clients: 1,604
High net worth clients: 397
Custody, client assets: $55.9M
SEC number: 801-81015
CIK: 2011771
CRD: 174809
Filings on the tape: 47
First filed: Feb 16, 2015
Latest filed: Mar 25, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KYLE HAMMETT GOWEN	Certified Financial Planner\|Chartered Financial Analyst	MEMPHIS, TN	11	13	2	no
PEYTON CHANDLER WADE	Certified Financial Planner	MEMPHIS, TN	6	10	n/a	no
WILLIAM ALLAN HENSLEY	n/a	MEMPHIS, TN	5	18	1	no
ROBERT HUDSON ATKINS	n/a	MEMPHIS, TN	5	14	1	no
Edwin Lyles Bennett	n/a	MEMPHIS, TN	3	11	n/a	no
Jackson Wyatt Greer	n/a	MEMPHIS, TN	2	10	n/a	no
James Allen Chaney	Certified Financial Planner	MEMPHIS, TN	2	12	n/a	no
JAMES WALKER HAYS	n/a	MEMPHIS, TN	2	33	2	yes
Alexander Harrison Snyder	n/a	MEMPHIS, TN	2	13	2	yes
AMY KOCH	n/a	MEMPHIS, TN	2	16	2	yes
Jacob Graham Eason	Certified Financial Planner\|Chartered Financial Analyst	MEMPHIS, TN	1	13	1	no
Savannah Claire Stovall	n/a	MEMPHIS, TN	1	12	1	yes
Wesley David Mims	n/a	MEMPHIS, TN	1	12	n/a	no
DAVID NICHOLAS SCULLY	Certified Financial Planner\|Chartered Financial Analyst	MEMPHIS, TN	0	19	2	no
Colby H Ring	n/a	MEMPHIS, TN	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCULLY, DAVID, NICHOLAS	MANAGER; PRESIDENT	Na	yes	02/2017	Feb 9, 2017	Apr 11, 2024
WILLIAMS, DUNCAN, FRANKLIN	MEMBER; CHAIRMAN OF BOARD OF MANAGERS	E	yes	04/2015	Feb 16, 2015	Apr 11, 2024
BURNETT, PATRICK, THOMPSON	MEMBER OF BOARD OF MANAGERS	Na	no	04/2015	Mar 3, 2015	Apr 11, 2024
GOFORTH, SONIA, ANN	CHIEF COMPLIANCE OFFICER	Na	no	08/2023	Aug 23, 2023	Apr 11, 2024
GOWEN, KYLE, HAMMETT	CHIEF INVESTMENT OFFICER	Na	no	01/2022	Mar 25, 2024	Apr 11, 2024
REID, FRANKLIN, FARLEY	MEMBER OF BOARD OF MANAGERS	Na	no	07/2017	Jul 14, 2017	Apr 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SOUTHSTATE\|DUNCANWILLIAMS SECURITIES CORP.	n/a	Former SEC adviser	$30.0M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$2.7B	$2.2B	21	15	0	n/a	n/a
2024	Mar 28, 2025	$2.2B	$2.0B	24	5	0	n/a	n/a
2023	Mar 25, 2024	$1.0B	$797M	15	8	0	n/a	n/a
2022	Mar 30, 2023	$632M	$586M	11	9	0	n/a	n/a
2021	Mar 29, 2022	$511M	$471M	10	8	0	n/a	n/a
2020	Mar 24, 2021	$410M	$373M	10	9	0	n/a	n/a
2019	Mar 27, 2020	$136M	$99.7M	8	7	0	n/a	n/a
2018	Mar 26, 2019	$104M	$72.4M	8	5	0	n/a	n/a
2017	Mar 29, 2018	$199M	$77.9M	8	8	0	n/a	n/a
2016	Mar 16, 2017	$147M	$47.8M	9	7	n/a	n/a	n/a
2015	Mar 23, 2016	$130M	$33.6M	10	9	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	5	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$2.2B	24.6%	$632M	62.1%	21	24	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CSENGE ADVISORY GROUP, LLC	2	Oct 29, 2024	Dec 5, 2024	MEMPHIS, TN	Team lift out	RIA to RIA	3.0%
B. RILEY WEALTH ADVISORS, INC.	3	Jun 20, 2024	Jun 14, 2024	MEMPHIS, TN	Team lift out	Ibd to RIA	0.9%
DUNCAN-WILLIAMS, INC.	3	Apr 2, 2015	Mar 2, 2021	MEMPHIS, TN	Channel change	Other	30.0%

Relationships

Registered with (18)

← Colby H RingAdvisorregistration: current employment
Jun 11, 2026 to presentfactForm ADV
← DAVID NICHOLAS SCULLYAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← Wesley David MimsAdvisorregistration: current employment
Jun 5, 2025 to presentfactForm ADV
← Savannah Claire StovallAdvisorregistration: current employment
Dec 5, 2024 to presentfactForm ADV
← Jacob Graham EasonAdvisorregistration: current employment
Nov 26, 2024 to presentfactForm ADV
← JAMES WALKER HAYSAdvisorregistration: current employment
Jun 14, 2024 to presentfactForm ADV
← Alexander Harrison SnyderAdvisorregistration: current employment
Jun 14, 2024 to presentfactForm ADV
← AMY KOCHAdvisorregistration: current employment
Jun 14, 2024 to presentfactForm ADV
← James Allen ChaneyAdvisorregistration: current employment
Apr 12, 2024 to presentfactForm ADV
← Jackson Wyatt GreerAdvisorregistration: current employment
Dec 4, 2023 to presentfactForm ADV
← Edwin Lyles BennettAdvisorregistration: current employment
Mar 13, 2023 to presentfactForm ADV
← ROBERT HUDSON ATKINSAdvisorregistration: current employment
Mar 2, 2021 to presentfactForm ADV
← WILLIAM ALLAN HENSLEYAdvisorregistration: current employment
Oct 16, 2020 to presentfactForm ADV
← PEYTON CHANDLER WADEAdvisorregistration: current employment
Jan 6, 2020 to presentfactForm ADV
← KYLE HAMMETT GOWENAdvisorregistration: current employment
Mar 20, 2015 to presentfactForm ADV
← PATRICK SHANE O'CONNORAdvisorregistration: previous registration
Mar 19, 2015 to Jul 2, 2024factForm ADV
← BENJAMIN JOHN GLENECKAdvisorregistration: previous registration
Jul 23, 2019 to Apr 13, 2023factForm ADV
← JOHN CARTER GIOVANNETTIAdvisorregistration: previous registration
Mar 19, 2015 to Apr 18, 2018factForm ADV

Affiliated with (1)

→ DUNCAN-WILLIAMS, INC.Registered adviserbroker-dealer, common control
factForm ADV

Moved with (2)

← B. RILEY WEALTH ADVISORS, INC.Registered adviser3 advisors, team lift out, same day
Jun 20, 2024 to Jun 14, 2024factForm ADV
← DUNCAN-WILLIAMS, INC.Registered adviser3 advisors, team lift out, same day
Apr 2, 2015 to Mar 2, 2021factForm ADV

Owns (4)

← REID, FRANKLIN, FARLEYOwnerMEMBER OF BOARD OF MANAGERS, ownership code NA, individual
Jul 14, 2017 to Apr 11, 2024factForm ADV
← GOFORTH, SONIA, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 23, 2023 to Apr 11, 2024factForm ADV
← BURNETT, PATRICK, THOMPSONOwnerMEMBER OF BOARD OF MANAGERS, ownership code NA, individual
Mar 3, 2015 to Apr 11, 2024factForm ADV
← GOWEN, KYLE, HAMMETTOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 25, 2024 to Apr 11, 2024factForm ADV

Controls (2)

← WILLIAMS, DUNCAN, FRANKLINOwnerMEMBER; CHAIRMAN OF BOARD OF MANAGERS, ownership code E, individual
Feb 16, 2015 to Apr 11, 2024factForm ADV
← SCULLY, DAVID, NICHOLASOwnerMANAGER; PRESIDENT, ownership code NA, individual
Feb 9, 2017 to Apr 11, 2024factForm ADV

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
Duncan Williams Asset Management, Llc reported RAUM $2.2B, up 112% from $1.0B (2024-04-11 to 2025-03-28)
Form ADVobserved 3 days ago
$1.1B
Occurred
Oct 29, 2024
Team lift-out
2 advisors left Csenge Advisory Group, LLC (Memphis, TN) for Duncan Williams Asset Management, LLC on the same day
Form ADVobserved 2 days ago
2 advisors
Occurred
Jul 2, 2024
Advisor changed firm
Patrick Shane O'Connor left Duncan Williams Asset Management, Llc for Hhm Wealth Advisors, Llc (registered 2024-07-09)
Form ADVobserved 3 days ago
Occurred
Jun 20, 2024
Team lift-out
3 advisors left B. Riley Wealth Advisors, Inc. (Memphis, TN) for Duncan Williams Asset Management, LLC on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Mar 25, 2024
Regulatory AUM changed
Duncan Williams Asset Management, Llc reported RAUM $1.0B, up 62% from $632.0M (2023-08-23 to 2024-03-25)
Form ADVobserved 3 days ago
$390M
Occurred
Aug 23, 2023
Control person left
Diane Heather Smith (Chief Compliance Officer) no longer on Schedule A of Duncan Williams Asset Management, Llc (listed 2023-03-31, absent 2023-08-23)
Form ADVobserved 3 days ago
Occurred
Apr 13, 2023
Advisor changed firm
Benjamin John Gleneck left Duncan Williams Asset Management, Llc for First Horizon Advisors, Inc (registered 2023-05-04)
Form ADVobserved 3 days ago
Occurred
Mar 24, 2021
Regulatory AUM changed
Duncan Williams Asset Management, Llc reported RAUM $409.7M, up 200% from $136.4M (2021-03-01 to 2021-03-24)
Form ADVobserved 3 days ago
$273M
Occurred
Feb 16, 2015
First Form ADV filing
Duncan Williams Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afaa0480-bee2-5903-5aad-1c0bff20b6fa
First observed: Feb 16, 2015
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

CRD 174809

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:afaa0480-bee2-5903-5aad-1c0bff20b6fa

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:38 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KYLE HAMMETT GOWEN

Certified Financial Planner|Chartered Financial Analyst

MEMPHIS, TN

PEYTON CHANDLER WADE

Certified Financial Planner

MEMPHIS, TN

n/a

WILLIAM ALLAN HENSLEY

n/a

MEMPHIS, TN

ROBERT HUDSON ATKINS

n/a

MEMPHIS, TN

Edwin Lyles Bennett

n/a

MEMPHIS, TN

n/a

Jackson Wyatt Greer

n/a

MEMPHIS, TN

n/a

James Allen Chaney

Certified Financial Planner

MEMPHIS, TN

n/a

JAMES WALKER HAYS

n/a

MEMPHIS, TN

yes

Alexander Harrison Snyder

n/a

MEMPHIS, TN

yes

AMY KOCH

n/a

MEMPHIS, TN

yes

Jacob Graham Eason

Certified Financial Planner|Chartered Financial Analyst

MEMPHIS, TN

Savannah Claire Stovall

n/a

MEMPHIS, TN

yes

Wesley David Mims

n/a

MEMPHIS, TN

n/a

DAVID NICHOLAS SCULLY

Certified Financial Planner|Chartered Financial Analyst

MEMPHIS, TN

Colby H Ring

n/a

MEMPHIS, TN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCULLY, DAVID, NICHOLAS

MANAGER; PRESIDENT

yes

02/2017

Feb 9, 2017

Apr 11, 2024

WILLIAMS, DUNCAN, FRANKLIN

MEMBER; CHAIRMAN OF BOARD OF MANAGERS

yes

04/2015

Feb 16, 2015

Apr 11, 2024

BURNETT, PATRICK, THOMPSON

MEMBER OF BOARD OF MANAGERS

04/2015

Mar 3, 2015

Apr 11, 2024

GOFORTH, SONIA, ANN

CHIEF COMPLIANCE OFFICER

08/2023

Aug 23, 2023

Apr 11, 2024

GOWEN, KYLE, HAMMETT

CHIEF INVESTMENT OFFICER

01/2022

Mar 25, 2024

Apr 11, 2024

REID, FRANKLIN, FARLEY

MEMBER OF BOARD OF MANAGERS

07/2017

Jul 14, 2017

Apr 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

n/a

Former SEC adviser

$30.0M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$2.7B

$2.2B

n/a

2024

Mar 28, 2025

$2.2B

$2.0B

n/a

2023

Mar 25, 2024

$1.0B

$797M

n/a

2022

Mar 30, 2023

$632M

$586M

n/a

2021

Mar 29, 2022

$511M

$471M

n/a

2020

Mar 24, 2021

$410M

$373M

n/a

2019

Mar 27, 2020

$136M

$99.7M

n/a

2018

Mar 26, 2019

$104M

$72.4M

n/a

2017

Mar 29, 2018

$199M

$77.9M

n/a

2016

Mar 16, 2017

$147M

$47.8M

n/a

2015

Mar 23, 2016

$130M

$33.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.7B

$2.2B

24.6%

$632M

62.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CSENGE ADVISORY GROUP, LLC

Oct 29, 2024

Dec 5, 2024

MEMPHIS, TN

Team lift out

RIA to RIA

3.0%

B. RILEY WEALTH ADVISORS, INC.

Jun 20, 2024

Jun 14, 2024

MEMPHIS, TN

Team lift out

Ibd to RIA

0.9%

DUNCAN-WILLIAMS, INC.

Apr 2, 2015

Mar 2, 2021

MEMPHIS, TN

Channel change

Other

30.0%