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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CHS CAPITAL LLC

CRD 155495

CHICAGO, IL

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Search this name across graphsid dfx:ria:297d6ce6-98e6-d5ea-d45c-c2e798cd72fa

Data as of Apr 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 2
Observed: Feb 9, 2012 to Apr 14, 2016
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

CHS Capital LLC

Private equity manager · cited, shared crd

Allocatorsidentity

CHS Capital LLC

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $833MItem 5.F on the latest filing (2016-04-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $833M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 11
Accounts: 5
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $487Mgross asset value as reported per fund; never fund size
Custody, client assets: $833M
SEC number: 801-73212
CRD: 155495
Filings on the tape: 16
First filed: Feb 9, 2012
Latest filed: Apr 14, 2016
Organised: Limited Liability Company, Illinois

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CHS PRIVATE EQUITY V LP	Private Equity Fund	$473M	Apr 14, 2016	98	Feb 9, 2012	reported	021-70913
CODE HENNESSY & SIMMONS IV LP	Private Equity Fund	$2.9M	Apr 14, 2016	89	Feb 9, 2012	reported	n/a
CODE, HENNESSY, & SIMMONS III, LP	Private Equity Fund	$2.4M	Mar 25, 2015	70	Feb 9, 2012	reported	021-32350076
CODE, HENNESSY & SIMMONS LIMITED PARTNERSHIP	Private Equity Fund	$376,669	Feb 4, 2013	55	Feb 9, 2012	dropped	n/a
CHS ASSOCIATES V	Private Equity Fund	$235,000	Apr 14, 2016	8	Feb 9, 2012	reported	n/a
CHS ASSOCIATES IV	Private Equity Fund	$0	Mar 27, 2014	0	Feb 9, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FORMOLO, THOMAS, J.	PARTNER AND ELECTED MANAGER, CHS CAPITAL LLC	B	yes	04/1997	Feb 9, 2012	Apr 14, 2016
HAWKINS, DAVID, O.	PARTNER AND ELECTED MANAGER, SHOREHILL CAPITAL	D	yes	03/2013	Feb 9, 2012	Apr 14, 2016
SIMMONS, BRIAN, P.	PARTNER AND ELECTED MANAGER, CHS CAPITAL LLC	C	yes	07/1988	Feb 9, 2012	Apr 14, 2016
HENNESSY, DANIEL, JOSEPH	PARTNER AND ELECTED MANAGER, CHS CAPITAL LLC	B	no	07/1988	Feb 9, 2012	Apr 14, 2016
LOBO, RICHARD, ALAN	PARTNER AND ELECTED MANAGER, CHS CAPITAL LLC	B	no	01/2003	Feb 9, 2012	Apr 14, 2016
SCHNEIDER, TODD, CHRISTOPHER	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	no	06/2013	Jun 17, 2013	Apr 14, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CHS MANAGEMENT IV LP	n/a	n/a	n/a	Y	yes	n/a
CHS MANAGEMENT V LP	n/a	n/a	n/a	Y	yes	n/a
NEW HARBOR CAPITAL MANAGEMENT GP LP	n/a	n/a	n/a	N	yes	n/a
NEW HARBOR CAPITAL MANAGEMENT LP	n/a	n/a	n/a	N	yes	n/a
SHOREHILL CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a
SHOREHILL MANAGEMENT LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$833M	$833M	12	11	n/a	4	$487M
2014	Mar 25, 2015	$1.6B	$1.6B	20	15	n/a	7	$1.1B
2013	Mar 27, 2014	$1.4B	$1.4B	19	15	n/a	6	$1.2B
2012	Mar 28, 2013	$1.3B	$1.3B	19	16	n/a	5	$1.1B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$833M	$1.6B	-46.6%	$1.3B	-13.2%	12	20	n/a	n/a

Relationships

Advises (6)

→ CHS PRIVATE EQUITY V LPPrivate fundPrivate Equity Fund, IA
Feb 9, 2012 to presentfactForm ADV
→ CHS ASSOCIATES VPrivate fundPrivate Equity Fund, IA
Feb 9, 2012 to presentfactForm ADV
→ CODE HENNESSY & SIMMONS IV LPPrivate fundPrivate Equity Fund, IA
Feb 9, 2012 to presentfactForm ADV
→ CODE, HENNESSY, & SIMMONS III, LPPrivate fundPrivate Equity Fund, IA
Feb 9, 2012 to presentfactForm ADV
→ CHS ASSOCIATES IVPrivate fundPrivate Equity Fund, IA, no longer reported
Feb 9, 2012 to Mar 27, 2014factForm ADV
→ CODE, HENNESSY & SIMMONS LIMITED PARTNERSHIPPrivate fundPrivate Equity Fund, IA, no longer reported
Feb 9, 2012 to Feb 4, 2013factForm ADV

Owns (3)

← HENNESSY, DANIEL, JOSEPHOwnerPARTNER AND ELECTED MANAGER, CHS CAPITAL LLC, ownership code B, individual
Feb 9, 2012 to presentfactForm ADV
← LOBO, RICHARD, ALANOwnerPARTNER AND ELECTED MANAGER, CHS CAPITAL LLC, ownership code B, individual
Feb 9, 2012 to presentfactForm ADV
← SCHNEIDER, TODD, CHRISTOPHEROwnerCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 17, 2013 to presentfactForm ADV

Controls (3)

← SIMMONS, BRIAN, P.OwnerPARTNER AND ELECTED MANAGER, CHS CAPITAL LLC, ownership code C, individual
Feb 9, 2012 to presentfactForm ADV
← FORMOLO, THOMAS, J.OwnerPARTNER AND ELECTED MANAGER, CHS CAPITAL LLC, ownership code B, individual
Feb 9, 2012 to presentfactForm ADV
← HAWKINS, DAVID, O.OwnerPARTNER AND ELECTED MANAGER, SHOREHILL CAPITAL, ownership code D, individual
Feb 9, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:297d6ce6-98e6-d5ea-d45c-c2e798cd72fa
First observed: Feb 9, 2012
Last observed: Apr 14, 2016 126 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHS CAPITAL LLC

CRD 155495

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:297d6ce6-98e6-d5ea-d45c-c2e798cd72fa

Data as of Apr 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:46 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CHS PRIVATE EQUITY V LP

Private Equity Fund

$473M

Apr 14, 2016

Feb 9, 2012

reported

021-70913

CODE HENNESSY & SIMMONS IV LP

Private Equity Fund

$2.9M

Apr 14, 2016

Feb 9, 2012

reported

n/a

CODE, HENNESSY, & SIMMONS III, LP

Private Equity Fund

$2.4M

Mar 25, 2015

Feb 9, 2012

reported

021-32350076

CODE, HENNESSY & SIMMONS LIMITED PARTNERSHIP

Private Equity Fund

$376,669

Feb 4, 2013

Feb 9, 2012

dropped

n/a

CHS ASSOCIATES V

Private Equity Fund

$235,000

Apr 14, 2016

Feb 9, 2012

reported

n/a

CHS ASSOCIATES IV

Private Equity Fund

Mar 27, 2014

Feb 9, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FORMOLO, THOMAS, J.

PARTNER AND ELECTED MANAGER, CHS CAPITAL LLC

yes

04/1997

Feb 9, 2012

Apr 14, 2016

HAWKINS, DAVID, O.

PARTNER AND ELECTED MANAGER, SHOREHILL CAPITAL

yes

03/2013

Feb 9, 2012

Apr 14, 2016

SIMMONS, BRIAN, P.

PARTNER AND ELECTED MANAGER, CHS CAPITAL LLC

yes

07/1988

Feb 9, 2012

Apr 14, 2016

HENNESSY, DANIEL, JOSEPH

PARTNER AND ELECTED MANAGER, CHS CAPITAL LLC

07/1988

Feb 9, 2012

Apr 14, 2016

LOBO, RICHARD, ALAN

PARTNER AND ELECTED MANAGER, CHS CAPITAL LLC

01/2003

Feb 9, 2012

Apr 14, 2016

SCHNEIDER, TODD, CHRISTOPHER

CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER

06/2013

Jun 17, 2013

Apr 14, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CHS MANAGEMENT IV LP

n/a

yes

n/a

CHS MANAGEMENT V LP

n/a

yes

n/a

NEW HARBOR CAPITAL MANAGEMENT GP LP

n/a

yes

n/a

NEW HARBOR CAPITAL MANAGEMENT LP

n/a

yes

n/a

SHOREHILL CAPITAL LLC

n/a

yes

n/a

SHOREHILL MANAGEMENT LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$833M

n/a

$487M

2014

Mar 25, 2015

$1.6B

n/a

$1.1B

2013

Mar 27, 2014

$1.4B

n/a

$1.2B

2012

Mar 28, 2013

$1.3B

n/a

$1.1B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$833M

$1.6B

-46.6%

$1.3B

-13.2%

n/a