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RIA / WealthPrivate fundprivate equity fund3(c)(1)

CODE, HENNESSY, & SIMMONS III, LP

advised by CHS CAPITAL LLC

Delaware, United States

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Search this name across graphsid dfx:ria:efb63227-dd9e-00e9-df8e-e98983bf358d

Data as of Mar 25, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 2
Observed: Feb 9, 2012 to Mar 25, 2015
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Code, Hennessy, & Simmons III, LP

Private equity fund · cited, shared adv fund id

Allocatorsidentity

Code, Hennessy, & Simmons III, LP

Vehicle with allocator commitments · cited, shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: CHS CAPITAL LLCCRD 155495
Fund type: Private Equity Fund
Latest reported GAV: $2.4Mgross asset value on Schedule D 7.B(1), as of 2015-03-25; never fund size
Peak reported GAV: $2.4M
Beneficial owners: 70
Minimum investment: $1.0M
Owned by the adviser: 1100%
Owned by funds of funds: 500%
Owned by non-US persons: 400%
Clients solicited: no
Form D file number: 021-32350076an SEC offering identifier; the Form D vehicle on the venture or private equity graph is linked above when the identity layer has it
Organised in: Delaware, United States
First reported: Feb 9, 2012
Last reported: Mar 25, 2015fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 14
Fund id: 805-3443902345

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Mar 25, 2015	$2.4M	70	$1.0M	1100.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Mar 27, 2014	$1.9M	74	$1.0M	1100.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Sep 24, 2013	$1.9M	74	$1.0M	1100.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Sep 24, 2013	$1.9M	74	$1.0M	1100.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Aug 15, 2013	$1.9M	74	$1.0M	1100.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Jun 19, 2013	$1.9M	74	$1.0M	1100.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Jun 17, 2013	$1.9M	74	$1.0M	1100.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Apr 30, 2013	$1.9M	74	$1.0M	1100.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Apr 18, 2013	$1.9M	74	$1.0M	1100.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Apr 9, 2013	$1.9M	74	$1.0M	1100.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Mar 28, 2013	$1.9M	74	$1.0M	1100.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Feb 4, 2013	$1.6M	79	$1.0M	500.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Apr 30, 2012	$1.6M	79	$1.0M	500.0%	yes	CODE, HENNESSY, & SIMMONS III, LP
Feb 9, 2012	$1.7M	79	$1.0M	500.0%	yes	CODE, HENNESSY, & SIMMONS III, LP

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
JP MORGAN CHASE BANK, N.A.	JP MORGAN CHASE BANK, N.A.	Chicago	Illinois	United States	no	n/a
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NEW YORK	New York	United States	no	8-7221

Relationships

Advises (1)

← CHS CAPITAL LLCRegistered adviserPrivate Equity Fund, IA
Feb 9, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efb63227-dd9e-00e9-df8e-e98983bf358d
First observed: Feb 9, 2012
Last observed: Mar 25, 2015 139 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CODE, HENNESSY, & SIMMONS III, LP

advised by CHS CAPITAL LLC

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efb63227-dd9e-00e9-df8e-e98983bf358d

Data as of Mar 25, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Mar 25, 2015

$2.4M

$1.0M

1100.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Mar 27, 2014

$1.9M

$1.0M

1100.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Sep 24, 2013

$1.9M

$1.0M

1100.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Sep 24, 2013

$1.9M

$1.0M

1100.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Aug 15, 2013

$1.9M

$1.0M

1100.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Jun 19, 2013

$1.9M

$1.0M

1100.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Jun 17, 2013

$1.9M

$1.0M

1100.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Apr 30, 2013

$1.9M

$1.0M

1100.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Apr 18, 2013

$1.9M

$1.0M

1100.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Apr 9, 2013

$1.9M

$1.0M

1100.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Mar 28, 2013

$1.9M

$1.0M

1100.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Feb 4, 2013

$1.6M

$1.0M

500.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Apr 30, 2012

$1.6M

$1.0M

500.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Feb 9, 2012

$1.7M

$1.0M

500.0%

yes

CODE, HENNESSY, & SIMMONS III, LP

Custodian

Legal name

City

State

Country

Related person

SEC number

JP MORGAN CHASE BANK, N.A.

Chicago

Illinois

United States

n/a

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK

New York

United States

8-7221