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RIA / WealthAdvisor29 years in industry

SUZANNE H COX

Advisor at BETTERWEALTH LLC

SAN JOSE, CA | San Jose, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BETTERWEALTH LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 20, 1996
First registration: Sep 4, 2008
Dual registered: no
Other names: SUZANNE H COX|HEESUE HONG|SUZANNE COX|SUZANNE HEESUE COX
IAPD individual key: 2318241

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BETTERWEALTH LLC	Independent wealth	Sep 16, 2015	n/a	yes	SAN JOSE, CA\|San Jose, CA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 15, 2013	Jul 17, 2014	no	San Jose, CA	Previous registration
NIEMANN CAPITAL MANAGEMENT INC	Former SEC adviser	Jun 25, 2009	Nov 29, 2011	no	SCOTTS VALLEY, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 19, 2009	no	Cupertino, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Sep 4, 2008	Jun 1, 2009	no	CUPERTINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	BETTERWEALTH LLC	Jul 17, 2014	Sep 16, 2015	426	Firm change after gap	Other
NIEMANN CAPITAL MANAGEMENT INC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 29, 2011	Jan 15, 2013	413	Firm change after gap	Other
MORGAN STANLEY	NIEMANN CAPITAL MANAGEMENT INC	Jun 19, 2009	Jun 25, 2009	6	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ BETTERWEALTH LLCRegistered adviserregistration: current employment
Sep 16, 2015 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 15, 2013 to Jul 17, 2014factForm ADV
→ NIEMANN CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Jun 25, 2009 to Nov 29, 2011factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 19, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Sep 4, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.