DFX Intelligence

C••••••••• L•• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

C••••••••• L•• F••••

Advisor at L•••• F••• A••••••• S•••••••

Atlanta, GA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 19, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Oct 26, 2023	n/a	yes	Atlanta, GA	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Nov 1, 2017	Dec 7, 2018	no	JUPITER, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	L•••• F••• A••••••• S•••••••	Dec 7, 2018	Oct 26, 2023	1,784	Firm change after gap	Ibd to ibd
G•• A••••••• S•••••••• L••	T••••• A••••••• S•••••••• I•••	Dec 31, 2017	Nov 1, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
109278:283390:FL:2017-12-31	Dec 31, 2017	Nov 1, 2017	JUPITER, FL	Firm change after gap

Relationships

Registered with (5)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Oct 26, 2023 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 1, 2017 to Dec 7, 2018factForm ADV
→ G•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 23, 2017 to Dec 31, 2017factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 19, 2000
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.