DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Lee Facka
Certified Financial Planner
Feed of 09/14/2026
Also filed as Chris Facka
At current firm
2 y
since Oct 26, 2023
In the industry
30 y
since Mar 14, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Level Four Advisory Services BD affiliated currentsince Oct 26, 2023 · Atlanta, Ga
- Truist Advisory Services, Inc. BD affiliatedNov 1, 2017 to Dec 7, 2018 · Jupiter, Fl
- Gfo Advisory Services, LLC asset managerMay 23, 2017 to Dec 31, 2017 · Jupiter, Fl
- Wells Fargo Advisors wirehouseJan 1, 2008 to Feb 28, 2013 · Land O'Lakes, Fl
- A. G. Edwards & Sons, Inc. unclassifiedOct 19, 2000 to Jan 1, 2008 · Naples, Fl
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Level Four Advisory Servicesleft Dec 7, 2018, registered Oct 26, 2023 (1784 days) · Affiliated broker-dealer or bank to another
- Gfo Advisory Services, LLC to Truist Advisory Services, Inc.left Dec 31, 2017, registered Nov 1, 2017 (-60 days) · Other · moved with a team
- Wells Fargo Advisors to Gfo Advisory Services, LLCleft Feb 28, 2013, registered May 23, 2017 (1545 days) · Other
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address