DFX Intelligence

J••••• B••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J••••• B••• W••••••••

Advisor at T•••••• A••••••• L••

WOODBURY, NY

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Search this name across graphsid dfx:ria:298f4fc0-a600-3e64-7c11-68f1409e954a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• A••••••• L••	State registered	Apr 26, 2021	n/a	yes	WOODBURY, NY	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 22, 2012	Apr 27, 2021	no	Garden City, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	T•••••• A••••••• L••	Apr 27, 2021	Apr 26, 2021	-1	Firm change	Ibd to state RIA
G•••••• F•••••••• C••••	A••••••••• F•••••••• S•••••••• L••	Jul 12, 2012	Jun 22, 2012

Relationships

Registered with (3)

→ T•••••• A••••••• L••Registered adviserregistration: current employment
Apr 26, 2021 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 22, 2012 to Apr 27, 2021factForm ADV
→ G•••••• F•••••••• C••••Registered adviserregistration: previous registration
Mar 7, 2008 to Jul 12, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:298f4fc0-a600-3e64-7c11-68f1409e954a
First observed: Mar 7, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.