DFX Intelligence

G••••• G•••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

G••••• G•••• P•••••••• L••

CRD 288771

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:2991b51d-58b9-7826-23a6-959153e9c3b6

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 3
On other graphs: 4
Observed: Jun 29, 2019 to Mar 31, 2026
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

G••••• G•••• P•••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

G••••• G•••• P•••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

G••••• G•••• P•••••••• L••

Private equity manager · shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $335M••• Locked
Discretionary RAUM: $335M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••••• G•••• F••• I• •• L•••	Private Equity Fund	$128M	Mar 28, 2024	302	Jun 29, 2019	reported	021-334788
G••••• G•••• F••• 1• ••• L•••	Private Equity Fund	$76.7M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• J••••• M•••	MANAGING MEMBER	E	yes	05/2017	Jun 29, 2019	Mar 28, 2024
B••••••• J••• M••••	CHIEF OPERATING OFFICER	Na	yes	10/2019	Mar 31, 2021	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••• G•••• C••••• P••••••• G• 1• L••	n/a	n/a	n/a	N	yes	n/a
G••••• G•••• G• 1• L••	n/a	n/a	n/a	N	yes	n/a
G••••• G•••• G• I•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$335M	$355M	-5.6%	$620M	-18.6%	10	10	0	0

Relationships

Advises (13)

→ G••••• G•••• P••••••• S•• V• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ G••••• G•••• F••• 1• ••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2019 to presentfactForm ADV
→ G••••• G•••• P••••••• S•• V••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ G••••• G•••• F••• I•• L•••

Dated events

Occurred
Mar 28, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-175M
Occurred
Mar 31, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 29, 2019
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2991b51d-58b9-7826-23a6-959153e9c3b6
First observed: Jun 29, 2019
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.