DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• G•••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 29, 2019 · 16 filings
SEC status approved since Jul 30, 2019
RAUM
$335M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$335M as of Mar 31, 2026
Mar 30, 2020$590M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)10 as of Mar 31, 2026
Mar 30, 202013 then
Private funds13 as of Mar 31, 2026
Mar 30, 202010 then
RAUM -5.6% over the last fiscal year-19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $25.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$335M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• G•••• F••• I• •• L••• | Private Equity Fund | $128M | 302 | Jun 29, 2019 |
| G••••• G•••• F••• 1• ••• L••• | Private Equity Fund | $76.7M | 152 | Mar 31, 2019 |
| G••••• G•••• F••• I•• ••• L••• | Private Equity Fund | $63.3M | 153 | Mar 30, 2022 |
| G••••• G•••• C••••• P••••••• S•• 1• L••• | Private Equity Fund | $46.2M | 51 | Mar 31, 2019 |
| G••••• G•••• C••••• P••••••• S•• 2• L•••no longer reported | Private Equity Fund | $32.7M | 41 | Mar 31, 2019 |
| G••••• G•••• P••••••• S•• V• L••• | Private Equity Fund | $30.9M | 37 | Mar 30, 2020 |
| G••••• G•••• F••• I••• L••• | Private Equity Fund | $27.2M | 61 | Mar 30, 2022 |
| G••••• G•••• F••• I•• L••• | Private Equity Fund | $22.0M | 57 | Jun 29, 2019 |
| G••••• G•••• F••• 1• L••• | Private Equity Fund | $19.0M | 62 | Jun 28, 2017 |
| G••••• G•••• P••••••• S•• I•• L••• | Private Equity Fund | $17.5M | 80 | Jun 29, 2019 |
| G••••• G•••• P••••••• S•• I••• L••• | Private Equity Fund | $7.1M | 14 | Jun 29, 2019 |
| G••••• G•••• P••••••• S•• V•• L••• | Private Equity Fund | $5.7M | 20 | Mar 30, 2020 |
| G••••• G•••• P••••••• S•• V••• L••• | Private Equity Fund | $1.4M | 54 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A••••• J••••• M••• · Managing Membercontrolsince 05/2017 · owns 75% or more
- B••••••• J••• M•••• · Chief Operating Officercontrolsince 10/2019 · owns less than 5%
- R••••••••• D••••• A•••• · Ccocontrolsince 06/2019 · owns less than 5%
Related persons
Schedule D 7.A
- G••••• G•••• C••••• P••••••• G• 1• L••pooled vehicle sponsorn
- G••••• G•••• G• 1• L••pooled vehicle sponsorn
- G••••• G•••• G• I•• L••pooled vehicle sponsorn
- G••••• G•••• G• I••• L••pooled vehicle sponsorn
- G••••• G•••• P••••••• S•• I•• G•• L••pooled vehicle sponsorn
- G••••• G•••• P••••••• S•• I• G•• L••pooled vehicle sponsorn
- G••••• G•••• P••••••• S•• V• G•• L••pooled vehicle sponsorn
- G••••• G•••• P••••••• S•• V• G•• L••pooled vehicle sponsorn
- G••••• G•••• P••••••• S•• V•• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $355M to $335MJun 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $355M to $335MJun 5, 2025 to Mar 31, 2026
- RAUM · $355M to $335MJun 5, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 5, 2025
- Accounts · 12 to 13Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 6 to 5Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 12 to 13Mar 28, 2024 to Mar 31, 2025
- Employees · 11 to 10Mar 28, 2024 to Mar 31, 2025
- Private funds · 12 to 13Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $445M to $355MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $445M to $355MMar 28, 2024 to Mar 31, 2025
- RAUM · $445M to $355MMar 28, 2024 to Mar 31, 2025
- Advisory employees · 8 to 6Apr 28, 2023 to Mar 28, 2024
- Employees · 13 to 11Apr 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $620M to $445MApr 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $620M to $445MApr 28, 2023 to Mar 28, 2024
- RAUM · $620M to $445MApr 28, 2023 to Mar 28, 2024
- Advisory employees · 11 to 8Sep 13, 2022 to Mar 30, 2023
- BD registered reps · 1 to 0Sep 13, 2022 to Mar 30, 2023
- Employees · 16 to 13Sep 13, 2022 to Mar 30, 2023
- Other offices · 1 to 0Sep 13, 2022 to Mar 30, 2023
- Discretionary RAUM · $770M to $620MSep 13, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $770M to $620MSep 13, 2022 to Mar 30, 2023
- RAUM · $770M to $620MSep 13, 2022 to Mar 30, 2023
- Accounts · 11 to 12Nov 3, 2021 to Mar 30, 2022
- Advisory employees · 10 to 11Nov 3, 2021 to Mar 30, 2022
- BD registered reps · 0 to 1Nov 3, 2021 to Mar 30, 2022
- Pooled vehicle clients · 11 to 12Nov 3, 2021 to Mar 30, 2022
- Employees · 15 to 16Nov 3, 2021 to Mar 30, 2022
- Private funds · 11 to 12Nov 3, 2021 to Mar 30, 2022
- Discretionary RAUM · $724M to $770MNov 3, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $724M to $770MNov 3, 2021 to Mar 30, 2022
- RAUM · $724M to $770MNov 3, 2021 to Mar 30, 2022
- Accounts · 10 to 11Jun 8, 2020 to Mar 31, 2021
- Pooled vehicle clients · 10 to 11Jun 8, 2020 to Mar 31, 2021
- Employees · 13 to 15Jun 8, 2020 to Mar 31, 2021
- Private funds · 10 to 11Jun 8, 2020 to Mar 31, 2021
- Discretionary RAUM · $590M to $724MJun 8, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $590M to $724MJun 8, 2020 to Mar 31, 2021
- RAUM · $590M to $724MJun 8, 2020 to Mar 31, 2021
Signals
3 dated events
- G••••• G•••• P•••••••• L•• reported RAUM $445.5M, down 28% from $620.0M (2023-04-28 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Miles Jon Bartner (Chief Operating Officer) appeared on Schedule A of G••••• G•••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- G••••• G•••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G••••• G•••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- G••••• G•••• P•••••••• L•• · Private Equityshared crd · organization
- G••••• G•••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ggp-fundsreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/gotham-green-partners/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ggpfunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-659-3838reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026