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CRD 281448
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PENDER CAPITAL ASSET BASED LENDING FUND I, LP | Real Estate Fund | $300M | Mar 18, 2023 | 1,373 | Jan 7, 2016 | reported | 021-2433050 |
| PC ABLE SMA 1, LP | Real Estate Fund | $50.0M | Mar 19, 2024 | 2 | Mar 27, 2020 | reported | 021-347552 |
| PENDER ABL II, L.P. | Real Estate Fund | $0 | Feb 2, 2022 | 2 | Mar 23, 2021 | dropped | 021-2433050 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Aro, Jason, Bradford | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2022 | Feb 2, 2022 | Mar 19, 2024 |
| Johnson, Cory, Allen | Ceo | E | yes | 08/2014 | May 18, 2018 | Mar 19, 2024 |
| Johnson, Cory, Allen | MANAGING DIRECTOR | Na | yes | 06/2015 | May 18, 2018 | Mar 19, 2024 |
| Murphy, Zachary, Wilkinson | Ceo | E | yes | 06/2023 | May 18, 2018 | Mar 19, 2024 |
| PENDER CAPITAL, INC. | Member | D | yes | 06/2015 | May 18, 2018 | Mar 19, 2024 |
| REM CAPITAL MANAGEMENT INC. | Member | C | yes | 06/2023 | Nov 16, 2023 | Mar 19, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PC ABL SMA 1 GP, L.P. | n/a | n/a | n/a | Y | yes | n/a |
| PENDER CAPITAL, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| LOS ANGELES | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 | $661M | $661M | 14 | 13 | 1 | 1 | n/a |
| 2024 | Mar 31, 2025 | $506M | $506M | 17 | 13 | 1 | 1 | n/a |
| 2023 | Mar 19, 2024 | $389M | $389M | 16 | 12 | 1 | 1 | $50.0M |
| 2022 | Mar 18, 2023 | $350M | $350M | 16 | 12 | 1 | 2 | $350M |
| 2021 | Mar 30, 2022 | $332M | $332M | 12 | 9 | 1 | 2 | $301M |
| 2020 | Mar 23, 2021 | $270M | $270M | 12 | 9 | 1 | 3 | $270M |
| 2019 | Mar 27, 2020 | $297M | $297M | 13 | 10 | 1 | 2 | $297M |
| 2018 | Mar 28, 2019 | $122M | $122M | 22 | 8 | 1 | 1 | $122M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $661M | $506M | 30.8% | $350M | 23.6% | 14 | 17 | 1 | 1 |