DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• C•••••• M••••••••• L••
Latest filing Mar 23, 2026
First filing on the tape May 18, 2018 · 23 filings
SEC status approved since Jun 15, 2018
RAUM
$661M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$661M as of Mar 23, 2026
Mar 28, 2019$122M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 28, 20191 then
Employees (5.A)14 as of Mar 23, 2026
Mar 28, 201922 then
Private funds1 as of Mar 23, 2026
Mar 28, 20191 then
RAUM +31% over the last fiscal year+24% a year over threeIARs 4 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $331MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $614M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$586M89%
- Pooled investment vehicles$75.0M11%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $614M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••• C•••••• A•••• B•••• L•••••• F••• I• L• | Real Estate Fund | $300M | 1,373 | Jan 7, 2016 |
| P• A••• S•• 1• L• | Real Estate Fund | $50.0M | 2 | Mar 27, 2020 |
| P••••• A•• I•• L•••no longer reported | Real Estate Fund | $0 | 2 | Mar 23, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A••• J••••• B••••••• · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- J••••••• C•••• A•••• · Managing Directorcontrolsince 06/2015 · owns less than 5%
- J••••••• C•••• A•••• · Ceocontrolsince 08/2014 · owns 75% or more of P••••• C••••••• I•••
- M•••••• Z••••••• W•••••••• · Ceocontrolsince 06/2023 · owns 75% or more of R•• C•••••• M••••••••• I•••
Entity owners
- P••••• C••••••• I••• · Memberdirect · owns 50% to 75%
- R•• C•••••• M••••••••• I••• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- P• A•• S•• 1• G•• L•••pooled vehicle sponsory
- P••••• C••••••• I•••investment companyn
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA1 employees
What changed
consecutive filings, newest first
- BD registered reps · 4 to 0Jul 22, 2025 to Mar 23, 2026
- Assets in custody · $436M to $614MJul 22, 2025 to Mar 23, 2026
- Employees · 17 to 14Jul 22, 2025 to Mar 23, 2026
- State-registered IARs · 4 to 0Jul 22, 2025 to Mar 23, 2026
- Discretionary RAUM · $506M to $661MJul 22, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $50.0M to $75.0MJul 22, 2025 to Mar 23, 2026
- RAUM · $506M to $661MJul 22, 2025 to Mar 23, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Jul 22, 2025
- Advisory employees · 12 to 13Mar 19, 2024 to Mar 31, 2025
- BD registered reps · 2 to 4Mar 19, 2024 to Mar 31, 2025
- Assets in custody · $264M to $436MMar 19, 2024 to Mar 31, 2025
- Employees · 16 to 17Mar 19, 2024 to Mar 31, 2025
- State-registered IARs · 2 to 4Mar 19, 2024 to Mar 31, 2025
- Discretionary RAUM · $389M to $506MMar 19, 2024 to Mar 31, 2025
- RAUM · $389M to $506MMar 19, 2024 to Mar 31, 2025
- Discretionary RAUM · $382M to $389MNov 22, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $30.9M to $50.0MNov 22, 2023 to Mar 19, 2024
- RAUM · $382M to $389MNov 22, 2023 to Mar 19, 2024
- Advisory activities · 1 to 2Mar 18, 2023 to Nov 16, 2023
- Pooled vehicle clients · 2 to 1Mar 18, 2023 to Nov 16, 2023
- Assets in custody · $350M to $264MMar 18, 2023 to Nov 16, 2023
- Private funds · 2 to 1Mar 18, 2023 to Nov 16, 2023
- Discretionary RAUM · $350M to $382MMar 18, 2023 to Nov 16, 2023
- Pooled vehicle RAUM · $350M to $30.9MMar 18, 2023 to Nov 16, 2023
- RAUM · $350M to $382MMar 18, 2023 to Nov 16, 2023
- Advisory employees · 9 to 12Apr 19, 2022 to Mar 18, 2023
- BD registered reps · 0 to 2Apr 19, 2022 to Mar 18, 2023
- Assets in custody · $270M to $350MApr 19, 2022 to Mar 18, 2023
- Employees · 12 to 16Apr 19, 2022 to Mar 18, 2023
- HQ city · LOS ANGELES to DALLASApr 19, 2022 to Mar 18, 2023
- HQ state · CA to TXApr 19, 2022 to Mar 18, 2023
- State-registered IARs · 0 to 2Apr 19, 2022 to Mar 18, 2023
- Discretionary RAUM · $332M to $350MApr 19, 2022 to Mar 18, 2023
- Pooled vehicle RAUM · $332M to $350MApr 19, 2022 to Mar 18, 2023
- RAUM · $332M to $350MApr 19, 2022 to Mar 18, 2023
- Accounts · 3 to 2Feb 2, 2022 to Mar 30, 2022
- Pooled vehicle clients · 3 to 2Feb 2, 2022 to Mar 30, 2022
- Private funds · 3 to 2Feb 2, 2022 to Mar 30, 2022
- Discretionary RAUM · $270M to $332MFeb 2, 2022 to Mar 30, 2022
- Pooled vehicle RAUM · $270M to $332MFeb 2, 2022 to Mar 30, 2022
Signals
8 dated events
- P••••• C•••••• M••••••••• L•• reported RAUM $661.4M, up 31% from $505.8M (2025-07-22 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- P••••• C•••••• M••••••••• L•• reported RAUM $505.8M, up 30% from $389.1M (2024-03-19 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Nmn C•••••• N••••• (Chief Compliance Officer) no longer on Schedule A of P••••• C•••••• M••••••••• L•• (listed 2021-11-01, absent 2022-02-02)Feb 2, 2022 · Control person left · inference
- B••••••• J•••• Aro (Chief Compliance Officer) appeared on Schedule A of P••••• C•••••• M••••••••• L••Feb 2, 2022 · Control person joined · fact
- P••••• C•••••• M••••••••• L•• reported RAUM $297.2M, up 144% from $121.9M (2019-04-26 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Joseph Salvatore Visconti (Chief Compliance Officer) no longer on Schedule A of P••••• C•••••• M••••••••• L•• (listed 2019-03-28, absent 2019-04-26)Apr 26, 2019 · Control person left · inference
- Nmn C•••••• N••••• (Chief Compliance Officer) appeared on Schedule A of P••••• C•••••• M••••••••• L••Apr 26, 2019 · Control person joined · fact
- P••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 18, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- P•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-988-9914reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P••••• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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