DFX Intelligence

M•••••• E••••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

M•••••• E••••••• G••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

FAIRFIELD, IA

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Search this name across graphsid dfx:ria:299d6129-ddf3-61f9-bc30-4048fdad7617

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 26, 2012	n/a	yes	FAIRFIELD, IA	Current employment
E•••• O•• I••••••••• L••	n/a	Feb 14, 2005	Dec 19, 2012	no	DECORAH, IA\|BISMARCK, ND\|BEARDSTOWN, IL\|QUINCY, IL\|CLEAR LAKE, IA\|BELGIUM, WI\|DUBUQUE, IA\|FAIRFIELD, IA\|LINCOLN, IL\|WINTERSET, IA\|MUSCATINE, IA\|BIGGSVILLE, IL\|PITTSFIELD, IL\|PEORIA, IL\|EAU CLAIRE, WI\|EMMETSBURG, IA\|TAMA, IA\|FOREST CITY, IA\|NORMAL, IL\|JERSEYVILLE, IL\|PORTERVILLE, CA\|QUINCY, IL\|PRINCETON, IL\|MANDAN, ND\|GREENVILLE, IL\|CARLINVILLE, IL\|TROY, MI\|WINCHESTER, IL\|FARGO, ND\|LAUREL, MS\|PEORIA HEIGHTS, IL\|CHAMPAIGN, IL\|DES PLAINES, IL\|MASON CITY, IA\|ESTES PARK, CO\|TOMAHAWK, WI\|SAC CITY, IA\|SIDNEY, NE\|BISMARCK, ND\|CHEROKEE, IA\|BISMARCK, ND\|CLEAR LAKE, IA\|BISMARCK, ND\|WASHINGTON, IA\|FAIRFIELD, IA\|WASHINGTON, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• O•• I••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 19, 2012	Nov 26, 2012	-23	Firm change	Other
C•••••••• I••••••••• R•••••••• I•••	E•••• O•• I••••••••• L••	Jan 24, 2005	Feb 14, 2005

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 26, 2012 to presentfactForm ADV
→ E•••• O•• I••••••••• L••Registered adviserregistration: previous registration
Feb 14, 2005 to Dec 19, 2012factForm ADV
→ C•••••••• I••••••••• R•••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2004 to Jan 24, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:299d6129-ddf3-61f9-bc30-4048fdad7617
First observed: Mar 14, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.