M•••••• E••••••• G••••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Nov 26, 2012 · Fairfield, Ia
• E•••• O•• I••••••••• L•• unclassified
  Feb 14, 2005 to Dec 19, 2012 · Decorah, Ia
• C•••••••• I••••••••• R•••••••• I••• unclassified
  Mar 30, 2004 to Jan 24, 2005 · Fairfield, Ia
• E•••• O•• I••••••••• L•• unclassified
  Mar 14, 2003 to Mar 16, 2004 · Washington, Ia

• E•••• O•• I••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Dec 19, 2012, registered Nov 26, 2012 (-23 days) · Other
• C•••••••• I••••••••• R•••••••• I••• to E•••• O•• I••••••••• L••
  left Jan 24, 2005, registered Feb 14, 2005 (21 days) · Other
• E•••• O•• I••••••••• L•• to C•••••••• I••••••••• R•••••••• I•••
  left Mar 16, 2004, registered Mar 30, 2004 (14 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address