K•••• F••••

Advisor at F•••• A••••• L••

NEW BRAUNFELS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:299e721d-ca83-d621-3f78-3210d8ae691c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• A••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• A••••• L••	State registered	Mar 12, 2020	n/a	yes	NEW BRAUNFELS, TX	Current employment
P•• F•••••••• G••••	Independent wealth	Jun 13, 2016	Nov 13, 2019	no	SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• F•••••••• G••••	F•••• A••••• L••	Nov 13, 2019	Mar 12, 2020	120	Firm change	RIA to state RIA
A•••••• R••••••• C••••••	P•• F•••••••• G••••	Sep 14, 2016	Jun 13, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
164109:284164:TX:2016-09-14	Sep 14, 2016	Jun 13, 2016	DALLAS, TX	Firm change after gap
6413:164109:TX:2015-10-28	Oct 29, 2015	Dec 3, 2013	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (4)

→ F•••• A••••• L••Registered adviserregistration: current employment
Mar 12, 2020 to presentfactForm ADV
→ P•• F•••••••• G••••Registered adviserregistration: previous registration
Jun 13, 2016 to Nov 13, 2019factForm ADV
→ A•••••• R••••••• C••••••Registered adviserregistration: previous registration
Dec 3, 2013 to Sep 14, 2016factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:299e721d-ca83-d621-3f78-3210d8ae691c
First observed: Feb 6, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.