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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 10, 2020 | n/a | yes | NEW YORK, NY | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 23, 2016 | Feb 28, 2020 | no | Port Jefferson, NY|New York, NY|New York, NY|New York, NY|NEW YORK, NY|Jacksonville, FL|Fort Lee, NJ|NEW YORK, NY|New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 28, 2020 | Feb 10, 2020 | -18 | Firm change | Ibd to wirehouse |