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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

VIKAS GOEL

Advisor at WESTPARK CAPITAL, INC.

Irvine, CA

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Search this name across graphsid dfx:ria:29adf018-4ccf-7a5f-8fce-6e7ba00b33ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTPARK CAPITAL, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Sep 29, 2001
First registration: Apr 7, 2008
Dual registered: yes, broker-dealer
Other names: GOEL|VIK GOEL
IAPD individual key: 3165104

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESTPARK CAPITAL, INC.	Independent wealth	Jul 18, 2016	n/a	yes	Irvine, CA	Current employment
NEWPORT COAST ASSET MANAGEMENT	Former SEC adviser	Feb 3, 2012	Jul 20, 2016	no	IRVINE, CA\|SAN CLEMENTE, CA\|CHINO HILLS, CA\|NEW YORK, NY\|ORANGE, CA\|IRVINE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 1, 2009	Sep 13, 2011	no	ORANGE, CA\|SAN DIEGO, CA\|ORANGE, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Jul 7, 2009	no	ANAHEIM HILLS, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Apr 7, 2008	May 2, 2009	no	GARDEN GROVE, CA\|ORANGE, CA\|FULLERTON, CA\|ANAHEIM HILLS, CA\|ANAHEIM, CA\|ANAHEIM, CA\|ANAHEIM, CA\|FULLERTON, CA\|FULLERTON, CA\|ORANGE, CA\|ORANGE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEWPORT COAST ASSET MANAGEMENT	WESTPARK CAPITAL, INC.	Jul 20, 2016	Jul 18, 2016	-2	Firm change	Other
LPL FINANCIAL LLC	NEWPORT COAST ASSET MANAGEMENT	Sep 13, 2011	Feb 3, 2012	143	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	LPL FINANCIAL LLC	Jul 7, 2009	Jul 1, 2009	-6	Firm change	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
16944:39914:CA:2016-07-20	Jul 20, 2016	Jul 18, 2016	IRVINE, CA	Firm change

Relationships

Registered with (5)

→ WESTPARK CAPITAL, INC.Registered adviserregistration: current employment
Jul 18, 2016 to presentfactForm ADV
→ NEWPORT COAST ASSET MANAGEMENTRegistered adviserregistration: previous registration
Feb 3, 2012 to Jul 20, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 1, 2009 to Sep 13, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Jul 7, 2009factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 7, 2008 to May 2, 2009factForm ADV

Dated events

No dated event names this entity yet.