DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Vikas Goel
Feed of 09/14/2026
Also filed as Goel
At current firm
10 y
since Jul 18, 2016
In the industry
24 y
since Sep 29, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Westpark Capital, Inc. independent RIA currentsince Jul 18, 2016 · Irvine, Ca
- Newport Coast Asset Management formerFeb 3, 2012 to Jul 20, 2016 · Irvine, Ca
- LPL Financial LLC BD affiliatedJul 1, 2009 to Sep 13, 2011 · Orange, Ca
- Chase Investment Services Corp. formerMay 2, 2009 to Jul 7, 2009 · Anaheim Hills, Ca
- Wamu Investments, Inc. unclassifiedApr 7, 2008 to May 2, 2009 · Garden Grove, Ca
Moves
a registration end followed by a registration begin elsewhere
- Newport Coast Asset Management to Westpark Capital, Inc.left Jul 20, 2016, registered Jul 18, 2016 (-2 days) · Other · moved with a team
- LPL Financial LLC to Newport Coast Asset Managementleft Sep 13, 2011, registered Feb 3, 2012 (143 days) · Other
- Chase Investment Services Corp. to LPL Financial LLCleft Jul 7, 2009, registered Jul 1, 2009 (-6 days) · Other
- Wamu Investments, Inc. to Chase Investment Services Corp.left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address