DFX Intelligence

E••• O••• F•••• A• S••••• O• T•• A•••• I••••••••• C••••••••• F••••• L••: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundother private fund3(c)(7)

E••• O••• F•••• A• S••••• O• T•• A•••• I••••••••• C••••••••• F••••• L••

advised by A•••• INC.

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29b07318-41b7-80a4-f6f3-3ca914b49f02

Data as of Oct 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to Oct 30, 2023
61 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: A•••• INC.CRD 111069
Fund type: S••••• C••••••••• POOLED FUND
Latest reported GAV: $10.4M••• Locked
Peak reported GAV: $117M
Beneficial owners: 2
Minimum investment: $1.0M
Owned by the adviser: 100%
Owned by funds of funds: 0%
Owned by non-US persons: 0%

Reported gross asset value by filing

••• Locked

Filed	GAV	Owners	Minimum	Adviser owns	Audited

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
S•••• S••••• B••• A•• T•••• C••••••	S•••• S••••• B••• A•• T•••• C••••••	Boston	Massachusetts	United States	no	n/a

Relationships

Advises (1)

← A•••• INC.Registered adviserOther Private Fund, IA
Mar 26, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29b07318-41b7-80a4-f6f3-3ca914b49f02
First observed: Mar 26, 2012
Last observed: Oct 30, 2023 35 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Jun 30, 2023	$10.4M	2	$1.0M	100.0%	yes	E••• O••• F•••• A• S••••• O• T•• A•••• I••••••••• C••••••••• F••••• L••
Mar 30, 2023	$10.4M	2	$1.0M	100.0%	yes	E••• O••• F•••• A• S••••• O• T•• A•••• I••••••••• C••••••••• F••••• L••
Mar 1, 2023	$15.4M	2	$1.0M	100.0%	yes	E••• O••• F•••
Dec 5, 2022	$15.4M	2	$1.0M	100.0%	yes	E••• O••• F•••
Nov 4, 2022	$15.4M	2	$1.0M	100.0%	yes	E••• O••• F•••
Nov 4, 2022	$15.4M	2	$1.0M	100.0%	yes	E••• O••• F•••
Sep 12, 2022	$15.4M	2	$1.0M	100.0%	yes	E••• O••• F•••
Mar 30, 2022	$15.4M	2	$1.0M	100.0%	yes	E••• O••• F•••
Jan 4, 2022	$13.6M	2	$1.0M	100.0%	yes	E••• O••• F•••
Oct 6, 2021	$13.6M	2	$1.0M	100.0%	yes	E••• O••• F•••
Oct 6, 2021	$13.6M	2	$1.0M	100.0%	yes	E••• O••• F•••
Jul 6, 2021	$13.6M	2	$1.0M	100.0%	yes	E••• O••• F•••
Mar 30, 2021	$13.6M	2	$1.0M	100.0%	yes	E••• O••• F•••
Sep 14, 2020	$11.8M	2	$1.0M	100.0%	yes	E••• O••• F•••
Mar 30, 2020	$11.8M	2	$1.0M	100.0%	yes	E••• O••• F•••
Oct 1, 2019	$9.8M	2	$1.0M	100.0%	yes	E••• O••• F•••
Sep 10, 2019	$9.8M	2	$1.0M	100.0%	yes	E••• O••• F•••
Mar 29, 2019	$9.8M	2	$1.0M	100.0%	yes	E••• O••• F•••
Dec 27, 2018	$60.8M	3	$5.0M	0.0%	yes	E••• O••• F•••
May 2, 2018	$60.8M	3	$5.0M	0.0%	yes	E••• O••• F•••
Mar 30, 2018	$60.8M	3	$5.0M	0.0%	yes	E••• O••• F•••
Jan 9, 2018	$50.8M	3	$5.0M	0.0%	yes	E••• O••• F•••
Aug 28, 2017	$50.8M	3	$5.0M	0.0%	yes	E••• O••• F•••
Aug 21, 2017	$50.8M	3	$5.0M	0.0%	yes	E••• O••• F•••
Dec 21, 2016	$50.8M	3	$5.0M	0.0%	yes	E••• O••• F•••
Jul 15, 2016	$83.5M	2	$5.0M	0.0%	yes	E••• O••• F•••
Jun 7, 2016	$83.5M	2	$5.0M	0.0%	yes	E••• O••• F•••
May 2, 2016	$83.5M	2	$5.0M	0.0%	yes	E••• O••• F•••
Mar 24, 2016	$83.5M	2	$5.0M	0.0%	yes	E••• O••• F•••
Mar 24, 2016	$83.5M	2	$5.0M	0.0%	yes	E••• O••• F•••
Feb 1, 2016	$83.5M	2	$5.0M	0.0%	yes	E••• O••• F•••
Jan 29, 2016	$83.5M	2	$5.0M	0.0%	yes	E••• O••• F•••
Dec 22, 2015	$83.5M	2	$5.0M	0.0%	yes	E••• O••• F•••
Dec 18, 2015	$83.5M	2	$5.0M	0.0%	yes	E••• O••• F•••
Sep 29, 2015	$97.1M	2	$5.0M	0.0%	yes	E••• O••• F•••
Aug 12, 2015	$116M	2	$5.0M	0.0%	yes	E••• O••• F•••
Jun 26, 2015	$116M	2	$5.0M	0.0%	yes	E••• O••• F•••
Apr 1, 2015	$116M	2	$5.0M	0.0%	yes	E••• O••• F•••
Jan 7, 2015	$116M	2	$5.0M	0.0%	yes	E••• O••• F•••
Dec 26, 2014	$116M	2	$5.0M	0.0%	yes	E••• O••• F•••
Apr 17, 2014	$117M	4	$5.0M	0.0%	yes	E••• O••• F•••
Apr 14, 2014	$117M	4	$5.0M	0.0%	yes	E••• O••• F•••
Mar 19, 2014	$117M	4	$5.0M	0.0%	yes	E••• O••• F•••
Feb 27, 2014	$116M	4	$5.0M	0.0%	yes	E••• O••• F•••
Feb 27, 2014	$116M	4	$5.0M	0.0%	yes	E••• O••• F•••
Jan 21, 2014	$116M	4	$5.0M	0.0%	yes	E••• O••• F•••
Jan 16, 2014	$116M	4	$5.0M	0.0%	yes	E••• O••• F•••
Dec 20, 2013	$116M	4	$5.0M	0.0%	yes	E••• O••• F•••
Nov 1, 2013	$111M	3	$5.0M	0.0%	yes	E••• O••• F•••
Jun 13, 2013	$111M	3	$5.0M	0.0%	yes	E••• O••• F•••
Apr 25, 2013	$94.5M	3	$5.0M	0.0%	yes	E••• O••• F•••
Apr 23, 2013	$94.5M	3	$5.0M	0.0%	yes	E••• O••• F•••
Dec 21, 2012	$16.2M	3	$5.0M	0.0%	yes	E••• O••• F•••
Dec 21, 2012	$16.2M	3	$5.0M	0.0%	yes	E••• O••• F•••
Dec 21, 2012	$16.2M	3	$5.0M	0.0%	yes	E••• O••• F•••
Jul 12, 2012	$9.4M	2	$5.0M	0.0%	yes	E••• O••• F•••
Apr 25, 2012	$9.4M	2	$5.0M	0.0%	yes	E••• O••• F•••
Apr 25, 2012	$9.4M	2	$5.0M	0.0%	yes	E••• O••• F•••
Apr 13, 2012	$9.4M	2	$5.0M	0.0%	yes	E••• O••• F•••
Mar 26, 2012	$9.4M	2	$5.0M	0.0%	yes	E••• O••• F•••