DFX Intelligence

A•••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

A•••• I•••

CRD 111069

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:f7747f58-5d71-1ff7-c11b-70439977a84f

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 113
Dated events: 28
On other graphs: 4
Observed: Dec 22, 2011 to Mar 26, 2026
74 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••• I•••

Private equity manager · shared crd

Venture Capitalidentity

A•••• I•••

Venture manager · shared crd

Private Creditidentity

A•••• I•••

Private credit manager · shared crd

Real Estate Fundsidentity

A•••• I•••

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.59 institutional_share=0.4 related_bd=true related_bank=true bd_reps=62.0
Regulatory AUM: $41B••• Locked
Discretionary RAUM: $41B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 193

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••• I••••••••• C••••••••• F•••• L••	Other Private Fund	$7.0B	Dec 22, 2011	203	Dec 22, 2011	dropped	021-148934
E••••••• M•••••• E••••• F•••• A• S••••• O• A•••• I••••••••• C••••••••• F••••• L••	Other Private Fund	$1.3B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• H••••••• L••••••	Shareholder	E	yes	01/1994	Dec 5, 2022	Jul 31, 2024
A•••• P••	Shareholder	E	yes	08/2017	Jul 6, 2021	Jul 31, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• I••••••••• L••••••	n/a	Asset manager	$207B	N	yes	n/a
A•••• A••• L••••••	n/a	Asset manager	$40B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	24	yes
NEW YORK	NY	United States	11	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$41B	$36B	14.0%	$52B	-7.3%	193	212	2	2

Relationships

showing 80 of 113

Affiliated with (14)

← A•••• A••• L••••••Registered adviserother investment adviser, bank, common control
factForm ADV
← A•••• I••••••••• L••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ A•••• A••• L••••••Registered adviserother investment adviser, common control
factForm ADV
→ A•••• A••••••••• F•••• L••••••Registered adviser

Dated events

Occurred
Mar 26, 2026
P•••••• fund no l•••er reported
••• Locked
Form ADVobserved today
$265M
Occurred
Mar 26, 2026
P•••••• fund no l•••er reported
••• Locked
Form ADVobserved today
$3.0M
Occurred
Mar 26, 2026
P•••••• fund no l•••er reported
••• Locked
Form ADVobserved today
$607,446
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7747f58-5d71-1ff7-c11b-70439977a84f
First observed: Dec 22, 2011
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.