DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•••• F••• A••••••• S•••••••
Atlanta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•••• F••• A••••••• S••••••• | Bd affiliated wealth | Nov 21, 2024 | n/a | yes | Atlanta, GA | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 27, 2016 | Nov 5, 2024 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | L•••• F••• A••••••• S••••••• | Nov 5, 2024 | Nov 21, 2024 | 16 | Firm change | Ibd to ibd |
| N•• A•••••• S•••••••• L•• | K••••• A••••••• S•••••••• L•• | Sep 22, 2016 | Apr 27, 2016 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | May 31, 2005 | Sep 22, 2016 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| T•• B•••••• C••••••• I••• | n/a | Apr 11, 2003 | Oct 21, 2005 | no | ATLANTA, GA | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 31, 2003 | Jun 2, 2005 | no | ATLANTA, GA | Previous registration |
| -148 |
| Bulk transfer |
| Other |
| T•• B•••••• C••••••• I••• | N•• A•••••• S•••••••• L•• | Oct 21, 2005 | May 31, 2005 | -143 | Firm change after gap | Other |
| M•• I•••••••• S•••••••• L•• | T•• B•••••• C••••••• I••• | Jun 2, 2005 | Apr 11, 2003 | -783 | Firm change after gap | Other |